Compliance Advisory Specialist London

2 months ago


London, Greater London, United Kingdom Bloomberg Full time
About the Role

We are seeking a highly skilled Compliance Advisory Specialist to join our team in London. As a key member of our advisory compliance team, you will provide guidance on regulatory matters and ensure that our business operations comply with relevant laws and regulations.

Key Responsibilities
  • Provide advisory compliance guidance on all applicable FCA rules for 'service companies', with support and oversight from the Chief Compliance Officer.
  • Draft, update and review compliance policies in line with regulatory requirements.
Requirements
  1. Experience of financial markets and regulation, probably within Compliance at a regulated firm.
  2. Familiarity with electronic trading activities/services, and associated FCA and EU regulatory expectations.
What We Offer

We offer a competitive salary of £80,000 - £100,000 per annum, as well as a comprehensive benefits package, including health insurance, pension scheme, and generous annual leave.

About Bloomberg

Bloomberg is a global leader in financial news and information. We are committed to providing a collaborative and inclusive work environment that allows our employees to thrive.



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