Advisory Compliance Officer

We are looking for a talented Compliance Advisory Specialist to join our team at Compliance Professionals, a leading banking firm with a global presence in wholesale and capital markets.About the Role:This is a great opportunity for a dedicated individual to make a real impact in preventing and detecting financial crime. As a Compliance Advisory Specialist,...

Job DescriptionKey Responsibilities:Act as an escalation point for financial crime compliance queries and work closely with the DMLRO to ensure staff receive proper advisory services.Manage KYC, ABC, sanctions, and fraud-related escalations, providing training and guidance to the first line of defense on financial crime risks and control requirements.Perform...

Job OverviewWe are seeking a skilled Compliance Advisory Officer to join our retail banking team, focused on second-line defence. This role requires deep technical expertise in retail lending, MCOBS and CONC regulation, paired with strong advisory experience.The successful candidate will be part of a close-knit, specialised retail advisory team within an...

Barclay Simpson is a leading recruitment agency in the field of retail lending compliance. We are currently seeking an experienced Compliance Advisory Officer to join our team on a contract basis.About the RoleThe ideal candidate will have 2+ years of experience in a compliance advisory function or a consultancy providing compliance advisory services. They...

Job OverviewWe are seeking an experienced Chief Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to lead our global compliance efforts and drive regulatory excellence.About the Role:Lead our global regulatory relationships and ensure compliance with all relevant regulations.Provide...

About the RoleWe are looking for a highly skilled Financial Markets Advisory Compliance Officer to support our Markets Advisory Compliance team. This role involves proactively providing compliance, regulatory, and reputational risk advisory services to our business lines.You will need to maintain relationships with business lines and other control functions,...

As a Compliance Leader at Compliance Professionals, you will oversee global regulatory relationships and advisory coverage of all business desks globally. You will be responsible for oversight of global regulatory developments, driving their implementation, and ensuring Regulatory and Exchange queries, audits, and investigations are completed in an...

We are seeking a highly skilled Head of Governance and Compliance to join our team at Compliance Professionals. As the Global Head of Compliance, you will be responsible for managing global regulatory relationships, advisory coverage of all business desks globally in conjunction with local Compliance Officers, and oversight of global regulatory developments...

We are looking for an AML Compliance Officer to join our team in Kent. As an AML Compliance Officer, you will play a key role in ensuring that our organisation remains compliant with all relevant AML regulations.About the Role:You will be responsible for overseeing the first line of defence activities, including reviewing Client Onboarding, Beneficiary...

Job Title:Regulatory Compliance Officer Financial InstitutionJob Description:We are seeking a highly motivated Regulatory Compliance Officer to join our team at Compliance Professionals. The successful candidate will work closely with the senior management team to ensure that our financial institution maintains the highest standards of compliance and...

Job Title: Compliance DirectorCompany Overview:We are seeking a seasoned Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage of all business desks globally, and overseeing the implementation of global regulatory...

Job OverviewWe have an exciting opportunity for an experienced Compliance & Financial Crime Manager to join our team at Compliance Professionals.About the CompanyOur company has been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate...

Global Regulatory Affairs PositionWe are seeking a seasoned professional to lead our global compliance efforts and provide strategic guidance on regulatory matters.The ideal candidate will have extensive experience in broking/prime broking and be able to manage complex regulatory relationships worldwide.This role is responsible for overseeing global...

Job OverviewWe are a boutique wholesale bank seeking a Junior Compliance Officer to join our team. This is a 5-day office-based role, providing an excellent opportunity to work with a dynamic and experienced team.About the RoleThis role will support the monitoring and assessment of compliance with regulatory requirements and internal policies. Key...

Job Summary:We are seeking a skilled Compliance Officer to join our team as an HR Advisory specialist. In this role, you will provide expert advice on employee relations processes, engage with stakeholders, and develop project plans to ensure effective communication.The estimated salary for this position is £215-£250 per day, depending on experience. This...

Job Title: Compliance Risk ManagerThe estimated salary for this position is £80,000 - £110,000 per annum.Company Overview:We are a leading provider of compliance solutions to financial institutions. Our team is responsible for ensuring that our clients adhere to the latest regulatory requirements.Job Description:As a Compliance Risk Manager, you will be...

Job Title: Advisory Governance OfficerJob Description:Broadgate is seeking an experienced Advisory Governance Officer to join its 2nd Line Compliance function. This role will involve providing guidance and compliance advice to the business, as well as working with internal stakeholders and clients.Analyse changes to regulations and legislation impacting the...

Are you ready to make a significant impact in a dynamic organization? As a Compliance and Advisory Expert at Simmons & Hanbury, you'll earn £95,000 - £125,000 per year.Your responsibilities will include:Providing expert advice on compliance and regulatory matters.Developing and implementing risk management strategies.Supporting the General Counsel's office...

About the RoleWe are looking for a skilled Compliance Advisory Officer to join our team in London. As a VP grade role, this position involves advising the front office on regulatory requirements, developing policies and procedures, and training colleagues on compliance matters.The ideal candidate will have 5+ years of experience in regulatory compliance,...

Job Description: Compliance and Advisory RoleLocation: London, West EndSalary: £58,000 - £68,000 per annumFirm OverviewHarris & Trotter LLP is a leading tax advisory firm with over 80 years of experience. We are committed to providing expert tax services to our clients, and we are seeking a qualified Compliance and Advisory Role professional to join our...