Compliance Oversight Expert

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

Senior Leadership OpportunityWe are seeking a Regulatory Oversight Director to join our team at Compliance Professionals. This role will suit an individual with experience in Public Markets based in London.About the PositionThis is a senior leadership position that requires the successful candidate to oversee compliance with beneficial ownership and trade...

**Company Overview**Compliance Professionals is a leading electronic brokerage firm based in the City.Job Description:We are looking for a skilled Risk Oversight Coordinator to join our team based in London. As a Risk Oversight Coordinator, you will be responsible for assisting the Compliance department with its advisory role in the business by conducting...

Digital Asset Oversight ExpertJoin Orbis, a Series A-funded B2B SaaS start-up, as a Digital Asset Oversight Expert and play a key role in shaping the future of blockchain compliance. As an expert in digital assets, blockchain, fintech, or regulated markets, you will help us develop innovative solutions to meet the growing demands of the industry. With a...

About Us:We are a world-leading specialist broker, providing expert advice and support to clients across various sectors. Our team is dedicated to delivering exceptional service and building long-term relationships with our clients.Job Description:The Global Head of Compliance will play a critical role in leading our compliance function, ensuring we meet...

Company OverviewThe UK Privacy, Risk and Compliance team at Equifax plays a pivotal role in ensuring the company adheres to regulatory requirements and industry standards. This team is responsible for providing expert guidance and support to various business units within Equifax.The Senior Compliance Monitoring Manager reports directly to the Compliance...

Job DescriptionWe are seeking an experienced Agent Oversight Expert to join our team at Eames Consulting. In this role, you will be responsible for managing the performance of agents, monitoring key risk indicators, and presenting findings to boards and committees. You will also provide expertise on delegated authority oversight, ensuring best practices...

Job Summary:Compliance Professionals seek a skilled Compliance Advisory Expert to join their team. The successful candidate will provide expert advice and guidance on financial crime matters, ensuring the company remains compliant with regulatory requirements. This is an excellent opportunity to work with a reputable company and advance your career in...

Job OverviewWe are seeking a seasoned Regulatory Compliance Specialist to join our team at Compliance Professionals. As an expert in regulatory compliance, you will be responsible for driving oversight through testing and monitoring programs. This includes identifying areas for enhancements of systems and controls operated by the firm, and supporting the...

We are seeking an experienced Compliance professional to lead our global Compliance function at Compliance Wise, a leading international law and professional services firm. This is an exciting opportunity for an accomplished compliance expert with a background in the legal and/or professional services sector to shape our risk management strategy and drive...

Job Summary">We are seeking an experienced Compliance professional to join our team as a Global Head of Compliance. The successful candidate will be responsible for leading the management of global regulatory relationships, providing advisory coverage for all business desks worldwide, and overseeing global regulatory developments.">Key...

Job OverviewWe are seeking a seasoned Compliance Expert to lead our risk and compliance team at AJ FOX COMPLIANCE in London. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The successful candidate will oversee the client onboarding process, ensuring all...

About the JobWe are seeking an experienced professional to join our Delegated Authority Business Management team at Great Lakes Insurance SE. As a key member of the team, you will play a vital role in promoting our reputation as a skilled partner, developing PIRI business, and enhancing service quality and operational excellence.Responsibilities:Business...

We are seeking a Compliance Expert to support AJ FOX COMPLIANCE in ensuring the highest standards of regulatory compliance across our operations.The ideal candidate will have strong knowledge of CQS, Lexcel, and SRA Regulations, with proven experience in compliance within the legal sector.Provide guidance to clients on acquiring and maintaining Legal Aid...

Job Summary: We are seeking a highly experienced Depositary Oversight Expert to lead the development, execution, and delivery of a comprehensive, flexible, agile, and risk-based Depositary service performance and oversight framework.

We are seeking an experienced Compliance Oversight Director to join our team as the Head of Compliance, MLRO. This is a fantastic opportunity for someone who has experience in SMF16/17 or is ready to step up.Location: Central London (Hybrid 3 days onsite 2 days remote 9am -5pm)Estimated Salary: £65,000 per annum + company performance-based bonusAbout the...

As a Compliance Leader at Compliance Professionals, you will oversee global regulatory relationships and advisory coverage of all business desks globally. You will be responsible for oversight of global regulatory developments, driving their implementation, and ensuring Regulatory and Exchange queries, audits, and investigations are completed in an...

Job OverviewWe are seeking a highly skilled Compliance Oversight Specialist to join our team as the Head of Compliance, MLRO. This role offers a unique opportunity for someone who's been SMF16/17 or has ample experience working with an SMF16/17 and is ready to step up.This position requires the individual to be an FCA approved person to perform SMF 16...

A prestigious UK law firm is seeking a Compliance Expert in London to support senior compliance professionals in core internal risk management processes. Estimated salary for this role is £35,000 - £45,000 per annum, depending on experience.Job DescriptionThe core function of this role will be to collaborate with firm-wide staff to ensure enquiries are...