Senior Compliance Advisor for Global Asset Managers
5 days ago
We are seeking a highly skilled Senior Compliance Advisor for Global Asset Managers to join our team. This role will play a key part in supporting the Real Assets business by providing expert advice and ensuring regulatory compliance.
The successful candidate will have a strong understanding of regulatory frameworks applicable to real asset businesses, including AML, MiFID II, AIFMD, ESG regulations, and relevant local laws. They will be responsible for interpreting and applying regulatory requirements to complex business transactions.
Key responsibilities include:
- Ensuring compliance of all distribution activities, including fund offerings, private placements, cross-border marketing, and public fund marketing, with applicable regulations
- Working closely with internal stakeholders, including legal, finance, risk, and operations, to provide comprehensive compliance support
A salary of around $140,000 - $170,000 per year is estimated for this position, depending on experience and qualifications.
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Compliance Advisor
5 days ago
London, Greater London, United Kingdom SEI Investments Company Full timeAbout SEI Investments Company">As a leading global provider of asset management and investment technology solutions, SEI Investments Company is dedicated to delivering innovative solutions to our clients. Our company is built on a foundation of courage, integrity, collaboration, inclusion, connection, and fun.">Job Overview">We are seeking a seasoned Senior...
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Senior Governance and Compliance Advisor
4 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe're seeking a highly experienced Senior Governance and Compliance Advisor to join our team at AJ FOX COMPLIANCE. As a key member of our governance function, you'll play a critical role in ensuring our business operates with the highest standards of ethics and compliance.Your expertise in governance and compliance will be invaluable in helping us navigate...
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Senior Compliance Advisor
2 days ago
London, Greater London, United Kingdom Molten Ventures plc Full timeMolten Ventures plc is a technology company that brings simple investing to everyone. We're building a team with diverse and unique perspectives in order to help us on our mission to demystify investing.About the Job:We are seeking a Senior Compliance Advisor - Asset Management to join our team. As a key member of our Compliance team, you will be responsible...
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Compliance Director for Global Operations
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled Compliance Director to lead our global operations and ensure we maintain the highest standards of regulatory compliance.About the RoleDevelop and implement effective global compliance strategies, ensuring alignment with relevant regulations and industry best practices.Manage and oversee our global regulatory...
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Senior Tax Manager
5 days ago
London, Greater London, United Kingdom Kayak Full timeAbout the JobThe Senior Tax Manager will report directly to the Director of Global Tax Reporting and Compliance and will be responsible for managing KAYAK's EMEA and APAC transfer pricing strategy. This includes monitoring TP relationships, partnering with professional advisors as needed, and assisting in developing KAYAK's global TP strategy.
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Senior Compliance Officer, Asset Management
4 weeks ago
London, Greater London, United Kingdom AXA Investment Managers Full timeAbout the OpportunityWe are seeking a highly skilled and experienced Regulatory Compliance Manager, Financial Institutions to join our team at AXA Investment Managers. The successful candidate will have a strong background in regulatory compliance, with experience working in the financial services industry.About the RoleThis is an exciting opportunity for a...
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Senior Legal Advisor
4 weeks ago
London, Greater London, United Kingdom Brookfield Asset Management, Inc Full timeAbout Brookfield Asset Management, Inc.Brookfield Asset Management, Inc. is a global leader in alternative investment management, with a diverse portfolio of real estate, infrastructure, renewable power and private equity assets.As Senior Legal Advisor - Real Estate Transactions, you will play a key role in supporting the Investments Group and transactional...
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Global Compliance Director
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout Us:We are a world-leading specialist broker, providing expert advice and support to clients across various sectors. Our team is dedicated to delivering exceptional service and building long-term relationships with our clients.Job Description:The Global Head of Compliance will play a critical role in leading our compliance function, ensuring we meet...
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Global Asset Management Leader
1 week ago
London, Greater London, United Kingdom Barclay Simpson Full timeThis is a senior position in the global Asset Management team at Barclay Simpson, where you will play a leading role in the London Audit team. The ideal candidate will be able to lead complex audits and deal with senior stakeholders.The company invests heavily in your development and offers a competitive salary of £80,000 plus bonuses. You will gain...
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Global Tax Compliance Advisor
2 days ago
London, Greater London, United Kingdom JAM Recruitment Full timeJob Title: Global Tax Compliance AdvisorSalary Range: £90,000 - £120,000 per yearJob Type: Full-timeJAM Recruitment has an immediate opening for a Global Tax Compliance Advisor to join our team.As a Global Tax Compliance Advisor, you will provide expert guidance on cross-border equity and cash income tax and social security calculation compliance and...
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In-House Legal Advisor for Risk Management
4 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionAJ FOX COMPLIANCE is seeking an In-House Legal Advisor for Risk Management to join their office in London. The ideal candidate will have experience in providing legal advice to senior management and ensuring the firm's compliance with relevant laws and regulations.The estimated annual salary for this role is £130,000 - £160,000.Key...
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Compliance Policy Advisor
2 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout the JobAJ FOX COMPLIANCE is seeking an experienced AML and Conflicts Advisor to join their team in London. The successful candidate will have strong analytical and interpersonal skills, with a keen eye for detail and proficiency in Microsoft Office. Key responsibilities include assessing CDD information relative to new and existing clients/matters,...
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Global Compliance Program Manager
5 days ago
London, Greater London, United Kingdom Hines Full timeJob Title: Compliance Assistant ManagerWe are seeking a highly motivated and organized Compliance Assistant Manager to join our team in Luxembourg. As a key member of the Hines Europe/Asia Compliance teams, this role will play a critical part in supporting multiple tasks across the Compliance spectrum.About the Company:Hines is a leading global real estate...
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Compliance Analyst for Asset Management
4 weeks ago
London, Greater London, United Kingdom Prudential Financial Full timeKey ResponsibilitiesThe Compliance Analyst will be part of the PGIM Compliance team, responsible for the compliance program overseeing the PGIM Fixed Income business in London. Key responsibilities will include:Portfolio ComplianceMonitor investment activity to ensure compliance with client guidelines, regulatory rules, prospectuses, and policies and...
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London, Greater London, United Kingdom State Street Full timeWe are seeking a highly skilled and experienced Senior Portfolio Implementation Manager to join our team at State Street Global Advisors. As a key member of our global asset management team, you will be responsible for planning, coordinating, and implementing new business and change activities.Key Responsibilities:Plan and lead the end-to-end process of...
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Global Compliance Lead
5 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJoin our risk management team at AJ FOX COMPLIANCE as a Global Compliance Lead and take on a challenging new role in London. This prestigious position involves overseeing the performance of a compliance-based team and acting as a point of contact for business acceptance-related queries.The ideal candidate will have prior experience working with international...
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Compliance Risk Manager
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeThe Company Overview">">Our client is a specialist broker based in the City, providing leading solutions globally.">They are seeking an experienced Compliance professional to lead their global compliance efforts.">">Job Description">">Lead the management of global regulatory relationships and provide advisory coverage for all business desks...
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Compliance Leader
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeAs a Compliance Leader at Compliance Professionals, you will oversee global regulatory relationships and advisory coverage of all business desks globally. You will be responsible for oversight of global regulatory developments, driving their implementation, and ensuring Regulatory and Exchange queries, audits, and investigations are completed in an...
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Global Governance Specialist
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a Global Governance Specialist to join our team at Compliance Professionals. As a key member of our leadership team, you will be responsible for driving the development and implementation of our global governance strategy.About the RoleThis is a senior leadership position that requires demonstrated broking/prime broking experience. You will...
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Compliance Asset Manager
8 hours ago
London, Greater London, United Kingdom Austin Andrew Full timeAre you a compliance professional looking for a new challenge?About the RoleWe are working with Austin Andrew, a leading asset manager based in London, to find a Senior Compliance Professional to join their team. As an Asset Compliance Specialist, you will be responsible for ensuring that all asset management activities are compliant with relevant...