Compliance Assurance Specialist
20 hours ago
As a Compliance Assurance Specialist at Goldman Sachs, you will play a crucial role in ensuring the firm's non-financial regulatory compliance and monitoring functions are effective.
About the RoleYou will be responsible for:
- Developing and implementing control assessments to validate data reported.
- Ensuring reporting functions align with regulatory requirements and our control framework standards.
- Providing quality assurance of information sent to stakeholders.
- Collaborating with global teams, including Regulatory Operations, Engineering, Legal, and Compliance.
To succeed in this role, you will need:
- Experience with data analysis and business intelligence tools.
- A minimum of 1-3 years' working experience.
- A Bachelor's degree.
- Working knowledge of financial markets, regulatory landscape, and associated processes.
- Experience with regulatory reporting or regulatory controls.
Estimated Salary: $90,000 - $120,000 per annum.
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Compliance and Assurance Specialist
4 days ago
London, Greater London, United Kingdom CARE International UK Full timeJoin Our Team as Compliance and Assurance SpecialistCARE International UK is a leading humanitarian organisation that delivers emergency relief and long-term international development projects. We are seeking a highly skilled and experienced Compliance and Assurance Specialist to join our team.The successful candidate will play a key role in ensuring the...
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Quality Assurance Specialist
2 weeks ago
London, Greater London, United Kingdom Hallmark Veterinary Compliance Services Full timeWe are seeking a highly motivated Quality Assurance Specialist to join our team at Hallmark Veterinary Compliance Services.The successful candidate will have the opportunity to work in a variety of sites throughout England, ensuring animal welfare, public health, and food safety.As a Quality Assurance Specialist, you will play a vital role in maintaining the...
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Compliance Specialist
6 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a Compliance Specialist to join our team of Compliance Professionals. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements.Job DescriptionIn this role, you will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan. You will also...
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Aircraft Compliance Specialist
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London, Greater London, United Kingdom Compliance Professionals Full time**About Us**Compliance Professionals is a rapidly growing electronic brokerage firm based in the City.Job Description:We are looking for a skilled Aircraft Compliance Specialist to join our team based in London. As an Aircraft Compliance Specialist, you will be responsible for driving compliance oversight through the testing and monitoring programme.The...
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Compliance Assurance Specialist
6 hours ago
London, Greater London, United Kingdom City Recruitment Associates Full timeCompany OverviewCity Recruitment Associates is a leading recruitment agency, providing specialized international financial services. Our company operates in multiple jurisdictions, focusing on results, value relationships, and celebrating success.Salary and BenefitsOur competitive salary range for this role is £60,000 - £90,000 per annum, plus excellent...
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AML Compliance Specialist
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking a highly skilled AML Compliance Specialist to join our team at Compliance Professionals. The ideal candidate will have prior experience working with HMRC AML/compliance requirements for the Estate Agency Businesses.The successful applicant will be responsible for conducting in-depth investigations, dealing with adverse media...
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Risk and Compliance Specialist
1 day ago
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Regulatory Compliance Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...
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Compliance Governance Specialist
1 day ago
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Regulatory Compliance Specialist
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ProfessionalsOur client is a leading broker and market maker in the financial services industry, specializing in futures, options, and other derivatives.We are looking for a highly skilled Regulatory Compliance Specialist to join our team.Job ResponsibilitiesPrepare and maintain accurate and up-to-date legal corporate documentation.Develop and...
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Compliance Associate Specialist
3 weeks ago
London, Greater London, United Kingdom Sovos Compliance Full timeAt Sovos Compliance, we are seeking a talented Compliance Associate Specialist to join our team. As a key member of our growing Compliance Services team, you will play a crucial role in ensuring the accurate preparation and filing of IPT returns for our clients.The ideal candidate will possess excellent attention to detail, strong analytical skills, and the...
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Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...
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Compliance and Quality Assurance Specialist
1 month ago
London, Greater London, United Kingdom ENGINEERINGUK Full timeAbout the RoleWe are seeking a highly skilled Compliance and Quality Assurance Specialist to join our team at ENGINEERINGUK. As an experienced professional in this field, you will play a crucial role in ensuring the highest standards of quality and compliance across our products.The ideal candidate will have a strong background in quality assurance,...
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Regulatory Compliance Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...
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Compliance Risk Assurance Specialist
2 days ago
London, Greater London, United Kingdom The Curve Group Full timeJob DescriptionWe are seeking a skilled Compliance Risk Assurance Specialist to join our team at The Curve Group in London.The successful candidate will have experience in AML/CFT and compliance risk management, with a strong understanding of KYC/KYB reviews process assurance.This is a hybrid role, requiring 3 days a week in the office and 2 days from home....
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Compliance and Quality Assurance Specialist
3 weeks ago
London, Greater London, United Kingdom Kandhu Recruitment Ltd Full timeAbout the Role:We are looking for a seasoned Compliance and Quality Assurance Specialist to oversee the implementation of quality management systems and ensure compliance with regulatory requirements.Key Responsibilities:Management of the Quality Management System (QMS)Ensuring BRC and quality compliance throughout productionRequirements:Degree level or...
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Senior Wealth Management Compliance Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Senior Wealth Management Compliance SpecialistJob Summary: We are seeking a highly skilled Senior Wealth Management Compliance Specialist to join our team at Compliance Professionals. As a Senior Wealth Management Compliance Specialist, you will be responsible for leading the onboarding process for wealth management clients, ensuring compliance...
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Head of Compliance Governance
1 day ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeA Regulatory Affairs Specialist is required to lead our client's compliance efforts. The successful candidate will oversee all ICAEW requirements and ensure internal processes and controls align with regulations and practice assurance obligations.Key responsibilities include:Managing Anti-Money Laundering reviews and implementing procedures to escalate...
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Compliance Assurance Specialist
4 weeks ago
London, Greater London, United Kingdom Bureau Veritas Full timeBureau Veritas is seeking a Compliance Assurance Specialist to join our team. In this role, you will be responsible for planning and conducting professional management system audits to ensure the delivery of assessment and certification services that meet client requirements and relevant accreditation standards.The ideal candidate will have experience in...
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Financial Markets Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full time**About Compliance Professionals**We are a reputable brokerage firm based in the City, seeking a highly skilled Financial Markets Compliance Specialist to join our team on an FTC basis.**Estimated Salary:** £60,000 - £80,000 per annum, depending on experience**Job Description:**Key ResponsibilitiesMonitor and address market surveillance alerts and...