Senior Business Assurance Specialist

4 weeks ago


Cirencester, Gloucestershire, United Kingdom St. James's Place Full time

Job Overview:

The Senior Business Assurance Adviser will play a critical role in reviewing complex and high-value advice cases, collaborating with Business Risk and Field Management, and providing expert feedback to protect clients and the firm from potential risks.

Key Responsibilities:

  • Review and assess complex advice cases to ensure compliance with regulatory requirements and firm policies.
  • Collaborate with Business Risk and Field Management to identify and mitigate potential risks and issues.
  • Provide expert feedback and guidance to Partners and the wider team to ensure the delivery of high-quality advice and risk management.
  • Act as a technical consultant and subject matter expert to provide training and support to Partners and the team.
  • Contribute to the development and implementation of processes and procedures to drive continuous improvement and risk management.

Requirements:

  • Chartered Financial Planner status with a deep understanding of the financial planning industry and regulatory requirements.
  • Strong analytical and problem-solving skills with the ability to assess complex cases and provide expert feedback.
  • Excellent communication and interpersonal skills with the ability to work effectively with Partners, colleagues, and stakeholders.
  • Ability to adapt to changing regulatory requirements and firm policies.
  • Strong attention to detail and ability to maintain accurate records and reports.

What We Offer:

  • A competitive salary and benefits package, including private medical insurance and pension scheme.
  • A collaborative and supportive work environment with opportunities for professional development and growth.
  • The chance to work with a leading financial services firm and contribute to the delivery of high-quality advice and risk management.


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