Head of Compliance and Asset Management

M&G is seeking an experienced Head of Asset Management Compliance to join their team. As a key member of the compliance function, you will be responsible for ensuring that the Asset Management business operates within the required regulatory framework.The successful candidate will have significant experience in compliance and risk management, with a strong...

M&G Plc's Asset Management division is looking for a seasoned professional to take on the role of Head of Financial Crime. This senior position requires an individual with significant experience in managing financial crime risks related to asset classes such as private investments and real estate. If you have a proven track record of delivering large-scale...

Key ResponsibilitiesThe Head of Compliance and Asset Management will be responsible for:Taking the lead on property safety and compliance ensuring the housing association is compliant with legislation and regulatory requirements.Leading on the delivery of property safety and compliance-related activities using data and systems.A key requirement for this role...

ResponsibilitiesThe Head of Asset Management will be accountable for the property and asset management function of the Parliament Estate.This includes developing and leading an in-house team, and supporting supply chain, to ensure the successful delivery of property and asset strategies.The role requires a proven track record of successfully leading...

Marketing Management Analytics, Inc. is seeking a talented individual to fill the position of Head of Compliance and Risk Management. As a key member of our team, you will be responsible for ensuring that our organization maintains the highest standards of compliance and risk management.Key Responsibilities:Develop and implement effective compliance and risk...

As a Sustainability Manager at Jupiter Asset Management Ltd, you will play a key role in supporting the Head of ESG Research and Integration with strategic initiatives and projects related to ESG and sustainability.Responsibilities:Support the development of thought leadership investment research relevant to our portfoliosBUILD STRONG RELATIONSHIPS ACROSS...

Coopman Search and Selection is a global alternative asset manager partnering with an esteemed firm to hire a Compliance Advisory Manager. The role reports directly into the Head of Compliance in the UK, forming part of a wider team.The ideal candidate will play a key role in supporting the Real Assets business by providing expert advice, ensuring regulatory...

We are seeking a highly skilled Head of Governance and Compliance to join our team at Compliance Professionals. As the Global Head of Compliance, you will be responsible for managing global regulatory relationships, advisory coverage of all business desks globally in conjunction with local Compliance Officers, and oversight of global regulatory developments...

Job Title: Head of Compliance OperationsWe are looking for a seasoned professional to head our compliance operations department.This is an exciting opportunity to join a leading banking group and play a key role in establishing a control room in the UK.The successful candidate will be responsible for overseeing the tracking, handling, and safeguarding of...

Job DescriptionAs a senior Head of Compliance Oversight at Compliance Professionals, you will be responsible for overseeing the management of global regulatory relationships and driving their implementation. This role involves advisory coverage of all business desks globally, ensuring that compliance requirements are met and risk is mitigated.The ideal...

About the JobWe are seeking a Senior Internal Auditor to join our team in Brookfield Asset Management. The successful candidate will be responsible for executing internal audit and advisory engagements at our European portfolio companies.Key Responsibilities:Deliver high-quality audit and advisory services, including planning, fieldwork, and reporting.Draft...

Job Overview: As the Global Head of Compliance, you will play a critical role in ensuring our company's compliance with regulatory requirements. You will be responsible for managing global regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Position: We are looking for a seasoned professional with...

As a Compliance Officer at Compliance Professionals, you will oversee compliance within the Marketing & Distribution department. Your primary focus will be on ensuring all financial promotions, marketing materials, client reports, RFPs, and other client communications comply with regulatory standards.Main Responsibilities:Review and approve financial...

Company Overview:Our client is a renowned alternative asset management firm based in London.We are seeking an experienced Compliance Risk Manager to join our team. As a Compliance VP, you will be responsible for maintaining policies, procedures, systems and controls governing IPO and divestment activities.

We are seeking a Global Compliance Head to join our team at AJ FOX COMPLIANCE in London. This is a leadership role that requires a strong track record of success in compliance and risk management.The ideal candidate will have a deep understanding of compliance regulations and a ability to develop and implement effective compliance programs. They will be...

About the RoleWe are looking for a seasoned professional to fill the position of Head of Compliance and Legal at Compliance Professionals. The successful candidate will have extensive experience in leading Compliance and AML teams and driving a culture of excellence within a fast-paced financial services environment.Main Responsibilities:Lead and manage the...

This Compliance Advisory Manager will report directly to the Head of Compliance, based in the UK. The role involves collaborating with cross-functional teams to ensure regulatory compliance and develop policies.Responsibilities Include:Providing expert advice on regulatory matters.Ensuring compliance with relevant laws and regulations.Developing and...

Overview: Principal Asset Management is a global asset manager based in London, operating at the intersection of financial services and technology. Our team builds financial tools that help our customers live better lives. We are committed to making financial security accessible to all and believe in investing in our employees' well-being. We seek a skilled...

**Job Description:** Head of Compliance and Risk Management**Estimated Salary:** £100,000 - £140,000 per year (dependent on experience)We are looking for an experienced Head of Compliance and Risk Management to join our Asset Management team in London. As a Head of Compliance and Risk Management, you will be responsible for providing overall leadership for...

FincSelect is seeking a highly skilled Asset Management Compliance Expert to fill a 12-month maternity leave position. As the Head of Compliance Advisory, you will be responsible for advising on key regulatory topics, including Market Abuse, Client Money, Best Execution, Cost and Charges, and Transaction reporting.In this role, you will oversee a team of 5...