Asset Management Compliance Expert

**About the Role: We are seeking an Asset Management Solutions Expert to join our team in London. The successful candidate will be responsible for maintaining the reliability and security of our vendor application.The ideal candidate will have a strong understanding of data management practices, including data privacy, integrity, and protection. You will...

We are seeking a highly experienced Asset Management Compliance Expert to join our team in London. This role offers the chance to work on complex financial projects and contribute to the firm's asset management operations.The successful candidate will have a strong background in financial markets and regulatory compliance, with at least 3.5 years of...

As a Compliance Officer at Compliance Professionals, you will oversee compliance within the Marketing & Distribution department. Your primary focus will be on ensuring all financial promotions, marketing materials, client reports, RFPs, and other client communications comply with regulatory standards.Main Responsibilities:Review and approve financial...

Job SummaryPacific Asset Management, LLC is seeking an experienced ALM and Asset Strategy Expert to join their Savings & Retirement Division. The successful candidate will develop ALM frameworks for managing investment risks and work closely with divisional CIO and in-house derivative traders.Responsibilities* Developing ALM frameworks for managing...

Asset Management Compliance ExpertENGINEERINGUK is seeking an Asset Management Compliance Expert to join our team. As a leading player in the asset management industry, we take compliance seriously and require someone who can help us maintain the highest standards.In this role, you will provide subject matter expertise to support our First Line Financial...

Job Overview:We are recruiting a Compliance and Asset Expert to oversee compliance efforts and manage crucial asset data for a prominent organisation in London.This position requires a seasoned professional with expertise in statutory compliance, health & safety regulations, and asset management principles to ensure seamless service delivery.The successful...

This Asset Management Compliance Expert role is an exciting opportunity to work with a leading asset management house in London. As a key member of the operations team, you will be responsible for processing investment orders, verifying trade authorizations, and addressing compliance issues.The ideal candidate will have strong analytical skills, attention to...

We are seeking an experienced Accounting and Compliance Expert to join our team at Retail Management Services. The estimated salary for this role is £60,000 - £70,000 per annum, depending on experience.The successful candidate will have a broad range of responsibilities, including reviewing and challenging the management accounts prepared by external...

We are looking for a highly skilled Regulatory Compliance Expert - Asset Management to join our client's Group Prudential Reporting team. The ideal candidate will have experience in preparing elements of regulatory capital and liquidity reporting as submitted to the PRA.Key Responsibilities:Produce internal reports summarising stress testing results for...

About the RoleWe are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. The ideal candidate will have extensive experience in monitoring and audit, with a strong understanding of risks and controls.Job DescriptionKey Responsibilities:Develop and annual plan for Compliance Monitoring PlanIndependently scope and plan...

About the JobWe are seeking a Senior Internal Auditor to join our team in Brookfield Asset Management. The successful candidate will be responsible for executing internal audit and advisory engagements at our European portfolio companies.Key Responsibilities:Deliver high-quality audit and advisory services, including planning, fieldwork, and reporting.Draft...

**About the Role**We are seeking a highly skilled Compliance Expert to join our team at Compliance Professionals. As an essential member of our Compliance Department, you will be responsible for ensuring our financial services firm operates within regulatory requirements.The ideal candidate will have a minimum of 5 years' experience in Financial Services,...

We are seeking an experienced Asset Management Expert to join our team at Profiles Creative. As an Asset Management Expert, you will play a critical role in managing, quality-controlling, and distributing our digital and physical creative assets.This role involves coordinating workflows, ensuring assets are packaged and ready for campaigns and creative...

About the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...

Job Summary:We are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for expanding and developing our financial crime program in the region.Key Responsibilities:Develop and implement a comprehensive financial crime program to mitigate risks and ensure...

About the RoleWe are looking for a talented Compliance Analyst to join our team in London. As a key member of our compliance function, you will be responsible for ensuring that our business operations are compliant with relevant regulations and laws.Estimated salary: £50,000 - £70,000 per annum.Key ResponsibilitiesBEST Execution Outlier Monitoring and...

We are seeking a highly motivated Tax Compliance Expert to join our team at Sovos Compliance. In this role, you will be responsible for managing client relationships and ensuring that our clients receive exceptional service.About the RoleThe Tax Compliance Expert will work closely with clients to understand their unique needs and develop customized solutions...

A prestigious UK law firm is seeking a Compliance Expert in London to support senior compliance professionals in core internal risk management processes. Estimated salary for this role is £35,000 - £45,000 per annum, depending on experience.Job DescriptionThe core function of this role will be to collaborate with firm-wide staff to ensure enquiries are...

Job OverviewAJ FOX COMPLIANCE is seeking a highly skilled Compliance Expert to join their team in London.The ideal candidate will have experience in law firm risk and compliance, a solid understanding of Anti-Money Laundering (AML) and counter-terrorist financing, and familiarity with AML databases.This role requires the ability to work effectively in a team...

Company Overview:Our client is a renowned alternative asset management firm based in London.We are seeking an experienced Compliance Risk Manager to join our team. As a Compliance VP, you will be responsible for maintaining policies, procedures, systems and controls governing IPO and divestment activities.