Compliance Expert

3 weeks ago


Bournemouth, Bournemouth, United Kingdom AJ FOX COMPLIANCE Full time
Job Title: Compliance Expert

We are seeking an experienced Compliance Expert to join our team at AJ FOX COMPLIANCE in Bournemouth.

This is an exciting opportunity for a professional with expertise in compliance and risk management to lead a team of compliance professionals and collaborate across the business to embed a strong compliance culture, drive performance, and provide guidance.

Key Responsibilities:
  • Oversee compliance professionals to ensure best practice standards are upheld.
  • Handle complaints and complex compliance queries.
  • Ensure key documentation, spreadsheets, and policies are regularly updated.
  • Assess and update the central risk register to produce a monthly review for senior management.
  • Stay up to date with relevant legislative changes and reflect them in internal processes.
  • Oversee general and new-joiner compliance training firm-wide where necessary.
  • Assist senior management in compliance investigations.
  • Handle the monthly file review process, delegating tasks and reviewing trends/patterns of concern to address.
Requirements:
  • Exceptional organisational, problem-solving, and interpersonal skills.
  • A keen eye for detail and proficiency in Microsoft Office.
  • A commercial-focused approach with a strong initiative and ability to manage time effectively.

The estimated salary for this role is £62,000 - £82,000 per annum depending on experience.


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