Compliance and Governance Expert
8 hours ago
Estimated Salary: $110,000 - $160,000 per annum
About This Role:As Employee Compliance Controls - Control Manager - Associate within Control Team, you will help to deliver control management across four pillars; Risk Identification & Assessment, Control Design & Evaluation, Issues & Control Deficiencies, and Control Governance & Reporting.
Job Description:Develop, enhance, and monitor the risk and control framework
Enable strategic initiatives by providing risk and control design expertise and navigational assistance to help connect the dots across the line of business(es)Ongoing monitoring and assessment of operational risk and control environmentPerform issue/action plan workflow end-to-end, including root cause analysis and working with your business and impacted stakeholders to develop them and to validate the remediationIdentify meaningful metrics to inform on the health of the operational risk and control environmentCollaborate with senior business clients and partners across functional areas (e.g., Legal, Finance, Compliance, Risk) and geographiesReview regulatory change, industry patterns, external events, incumbent policies & standards, etc. to proactively identify existing and emerging operational risks and issues.Manage projects in response to firmwide, regulatory and industry changes, to uplift the current CIB framework and control environment.-
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