Regulatory Compliance Officer

Job Title:Compliance Monitoring Officer HybridSalary Range:£35,000 - £45,000 per annum depending on experience.About the Role:We are seeking an experienced Regulatory Compliance Specialist to join our team at IDEX Consulting. As a Compliance Monitoring Officer Hybrid, you will be responsible for conducting advice quality audits and providing informative...

Key Responsibilities: As a Regulatory Compliance Specialist, you will be responsible for reviewing customer-focused regulatory industry update summaries and escalating any issues with products or services to senior management and Operations. You will also carry out investigations of client complaints, following the firm's standard complaints procedure and...

About the RoleThis Regulated Compliance Officer position involves supporting the analysis of customer feedback processes and ensuring that all interactions with clients are conducted in accordance with the firm's procedures and regulatory requirements.The ideal candidate will have experience within the financial industry and hold a Level 4 Regulated Diploma...

A career opportunity awaits you at AFH Wealth Management, one of the UK's leading independent financial advisory and wealth management firms.Job OverviewThis is a full-time permanent role with hybrid working options. As our Compliance Administrator, you will be responsible for assisting with regulated recruitment processes, supporting Training and Competence...

Company Overview">IDEX Consulting Ltd is a leading provider of financial advisory services.We are committed to delivering exceptional customer experiences and maintaining the highest standards of regulatory compliance.Salary and BenefitsThe successful applicant can expect a salary of £40,000 per annum, with opportunities for progression and further...

Polaris Community is a leading provider of children's services in the UK, and we are looking for a Compliance Officer to join our Estates Team.As a key member of our team, you will be responsible for ensuring compliance with health and safety regulations, developing and implementing policies and procedures, and providing training and support to...

Private Client RoleG2 Legal Limited is recruiting an experienced Legal Support and Compliance Officer to join our thriving private client department.The ideal candidate will have:Significant experience as a secretary or administrative assistant in a legal or professional services settingExceptional communication and interpersonal skillsProficiency in...

Role OverviewThe Client Services Manager position at Equals One Ltd is a critical role in ensuring the delivery of exceptional customer service and seamless operations. Based at our Bromsgrove Office, this role offers a salary of £25,250 per annum and is a Fixed Term Contract (MAT cover) for 12 months.About Our OrganisationAt Equals One Ltd, we strive to be...

Role DescriptionAs a Health and Safety and Compliance Manager, you will be responsible for:Ensuring compliance with all relevant Health and Safety regulations and legislationDeveloping and implementing effective Health and Safety policies and proceduresProviding training and guidance to staff on Health and Safety mattersConducting regular audits and risk...

At Polaris Community, we are seeking a highly skilled Health and Safety Compliance Manager to join our Estates Team. This role is an excellent opportunity for a motivated individual to make a positive impact on the lives of young people.The successful candidate will be responsible for coordinating and supporting compliance with the Health & Safety at Work...

About the RoleWe are seeking a highly skilled Health and Safety and Compliance Manager to join our Estates Team. The successful candidate will be responsible for providing high-quality health and safety management and administration across the group and our stakeholders.Key Responsibilities:Developing and implementing effective health and safety policies and...

Job DescriptionWe are seeking a highly skilled Health and Safety Compliance Manager to join our team at Polaris Community. As a key member of our Estates Team, you will be responsible for ensuring that all aspects of health and safety are met across our group and stakeholders.In this role, you will coordinate and support compliance with the Health & Safety...

Job Description:We are currently seeking an experienced File Reviewer or Paraplanner looking for a change to join our team as a Compliance Monitoring Officer Hybrid at IDEX Consulting.As a key member of our team, you will be responsible for conducting advice quality audits both on a pre-submission and post-submission basis.You will provide a file review...

Polaris Community, a leading provider of children's services in the UK, is seeking an Operational Compliance Manager to join their Estates Team. This role involves ensuring the delivery of health and safety-related actions and associated paperwork as required by Ofsted and other governing bodies.About the RoleThe successful candidate will be responsible for...

Polaris Community, a leading provider of children's services in the UK, is seeking a dedicated Health and Safety Compliance Specialist to join their Estates Team.About the RoleThis exciting opportunity involves providing high-quality health and safety management and administration across the group and stakeholders. The ideal candidate will be part of a...

About the Role:We are seeking a Compliance Monitoring Officer Hybrid to join our team at IDEX Consulting.In this role, you will be responsible for conducting advice quality audits and providing feedback to Independent Financial Advisors (IFAs).As a key member of our team, you will assist in dealing with day-to-day advice and regulatory queries from other...

Job DescriptionWe are seeking a highly skilled Financial Planning Specialist to join our team at IDEX Consulting. As a key member of our compliance department, you will play a vital role in ensuring the quality of our advice services.About the RoleThe main purpose of this position is to provide expert file review services, delivering high-quality feedback to...

Are you a senior lawyer with experience across a range of Private Client matters, including wills, trusts, and probate? As a highly entrepreneurial individual seeking a challenging role that blends in-house and private practice, this position presents an ideal opportunity to take ownership of building a team and creating the legal function in the Private...

We are seeking an exceptional Environmental Advisor to join our team at Navartis Ltd. As a leading specialist recruitment company, we pride ourselves on delivering high-quality talent to our clients.In this role, you will be responsible for developing and maintaining standard templates, guidance, and processes for Tier 1 Management Systems. You will also...

About Us: Addington Ball Recruitment Ltd is a reputable recruitment agency that specializes in placing professionals in top roles. Our team is dedicated to finding the best candidates for our clients, and we are committed to delivering exceptional results.The Role:This is an exciting opportunity to join our team as a Senior Tax Associate. In this role, you...