Regulated Industry Compliance Officer
15 hours ago
Company Overview
">- IDEX Consulting Ltd is a leading provider of financial advisory services.
- We are committed to delivering exceptional customer experiences and maintaining the highest standards of regulatory compliance.
Salary and Benefits
The successful applicant can expect a salary of £40,000 per annum, with opportunities for progression and further professional development.
Job Description
">Key Responsibilities- Investigate client complaints and formulate responses in accordance with our standard procedure.
- Analyse customer feedback processes to identify areas for improvement.
- Act upon and deliver against client requests in a timely and efficient manner.
- Review industry updates and regulatory summaries to stay up-to-date with the latest requirements.
- Escalate issues to senior management and operations teams as necessary.
Required Skills and Qualifications
">- The successful applicant must be studying towards or have achieved their Level 4 Regulated Diploma in Financial Planning.
- Prior experience within the financial advisory industry is desirable.
Benefits
">In return, you will work in a vibrant office environment with colleagues who demonstrate longevity within the business.
Progression is encouraged, with opportunities for further professional development and support for additional qualifications.
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