Compliance Risk Officer, Enterprise Compliance Specialist

4 weeks ago

London, Greater London, United Kingdom Citi Full time
About Citi

Citi is a leading global financial services company that provides a range of financial products and services to individuals, corporations, governments and institutions.

Compensation and Benefits

The salary for this role is approximately £70,000 - £90,000 per annum, plus a discretionary annual performance-related bonus. Additionally, you will receive a generous holiday allowance starting at 27 days plus bank holidays, private medical insurance packages to suit your personal circumstances, an Employee Assistance Program, Pension Plan, and Paid Parental Leave. You will also enjoy special discounts for employees, family, and friends.

Job Description

We are seeking a highly skilled Compliance Risk Officer to join our team in London. As a Compliance Risk Officer, you will be responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation. This includes designing and delivering a risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise. You will engage with our ICRM Product and Function coverage teams to develop and apply CRM program solutions that meet function/business/product and customer needs in a manner consistent with the Citi program framework.

You will monitor compliance risk behaviors and provide day-to-day Compliance advice relating to the supported function/business/product and guidance on function/business/product rules/laws and interpretation on internal policies and procedures. You will also assist in the design, development, delivery, and maintenance of best-in-class Compliance programs, policies, and practices for ICRM. This includes providing guidance on rules and regulations relating to function/business/product operational issues, as well as transactional approvals and interpretation of internal compliance policies.

You will assist with regulatory inquiries and/or examinations, working closely with Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported function/business/product. You will support the function/business/product in performing timely compliance reviews of new products, assist in the development and administration of Compliance training for the supported function/business/product, and research any new reform rules and rule changes to implement policies, procedures, or other controls necessary to comply with the rules.

This role requires a high level of analytical and problem-solving skills, with the ability to assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients, and assets by driving compliance with applicable laws, rules, and regulations. You must have excellent project management and organizational skills, with the capability to handle multiple projects at one time. Proficiency in MS Office applications (Excel, Word, PowerPoint) is also required.

Key Requirements
  • Bachelor's degree; experience in compliance, legal, or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof;
  • Strong working knowledge of function/business/product supported and the related operations and financial requirements;
About the Role

This is a full-time role, based in London. Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. We invite all qualified interested applicants to apply for career opportunities.

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