Regulatory Compliance Expert
22 hours ago
Pursuing a career as a Regulatory Compliance Expert with PSR Limited presents a chance to make a significant impact on the UK's financial markets. As a key member of our team, you will be responsible for ensuring the compliance of firms holding client assets with regulatory requirements.
The position demands expertise in identifying and mitigating risks associated with client assets, as well as providing high-quality guidance on complex CASS matters. Additionally, you will play a crucial role in the development of the CASS strategy for emerging business models and firms facing challenges.
- Developing and implementing effective risk management strategies for firms holding client assets
- Providing expert guidance on complex CASS issues, including quality assurance of assessments and casework
- Leading projects to drive the growth and adoption of CASS best practices within the firm
To succeed in this role, you should possess a deep understanding of the FCA's Client Assets Sourcebook (CASS) and its application to regulated firms. Your ability to collaborate effectively with various stakeholders, including senior executives within the firm and the wider financial services industry, is essential.
We are committed to offering a rewarding compensation package that includes a salary of up to £110,000 per annum, based on your skills and experience, along with a range of benefits such as hybrid working, private healthcare, and a generous pension plan.
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Regulatory Compliance Expert
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Regulatory Compliance Expert
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