Compliance Monitoring and Surveillance Specialist

1 month ago

London, Greater London, United Kingdom Crédit Agricole CIB Full time

Job Title: French Speaking Compliance Monitoring and Surveillance Intern

Job Summary:

We are seeking a highly motivated and detail-oriented individual to join our Compliance team as a French Speaking Compliance Monitoring and Surveillance Intern. The successful candidate will be responsible for monitoring the Bank's transactions and order types on a daily basis, working collaboratively with the team to identify suspicious communications to escalate to team leads.

Key Responsibilities:

  • Monitor the Bank's transactions and order types on a daily basis.
  • Work collaboratively with the team to identify suspicious communications to escalate to team leads.
  • Assist with the enhancement of the current Surveillance set up.
  • Produce MI/KPIs to relay back to senior Compliance management for reporting purposes.
  • Escalate at the earliest opportunity any suspicious trade or communications alerts.
  • Understand key policies and procedures that must be understood as they can form the basis for any internal breaches.
  • Manage their own workloads and ensure daily alerts are observed and analysed in a timely fashion.

Legal and Regulatory Responsibilities:

  • Comply with all applicable legal, regulatory Financial Security and internal Compliance requirements.
  • Maintain appropriate knowledge to ensure to be fully qualified to undertake the role.
  • Complete all mandatory training as required to attain and maintain competence.

Requirements:

  • Bachelor Degree / BSc Degree or equivalent.
  • University degree or equivalent.
  • Prior short-term experience within a bank or FI would be useful but is not a prerequisite.

Skills:

  • Working understanding of a risk management framework and what this means at a wholesale investment bank.
  • Strong administrative skills.
  • Excellent communication (presentational and written) skills.
  • Good interpersonal skills with strong diplomacy and tact.
  • Confident and adaptable, and possess an eye for detail.
  • Proactive, with a 'can do' attitude.
  • Ability to work well independently or as part of a team.
  • Energy and tenacity to work well under pressure to deadlines.

Language: English (fluency required), French (fluency required)

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