Regulatory Law Expert for Asset Management
2 weeks ago
Fry and Brown, an end-to-end solutions provider for the asset management industry, is seeking a senior regulatory law expert to complement its existing legal department.
This is a unique opportunity to join a rapidly expanding financial services organisation that has doubled in size in the last year and is continuing to grow. As a key member of the legal team, you will be responsible for leading on regulatory matters within the asset management space.
Your main responsibilities will include reviewing terms and conditions, client agreements, and cross-company guarantees, as well as providing regulatory advice and handling queries from the legal team.
To be considered for this position, you should have at least 6 years of experience in regulatory law, either from private practice or in a similar financial services company. Settlements and custody experience are essential, with any funds experience being beneficial.
We offer a competitive salary of £80,000 - £120,000 per annum, depending on experience. This role provides a great opportunity to take ownership of regulatory legal matters and contribute to the growth and success of our organisation.
The ideal candidate will be up for a challenge, have excellent communication skills, and be able to work effectively in a fast-paced environment. If you are a motivated and experienced regulatory law professional looking to take your career to the next level, we encourage you to apply.
-
Regulatory Marketing Expert
2 weeks ago
London, Greater London, United Kingdom Brookfield Asset Management Full timeRole OverviewBrookfield Asset Management is seeking a highly skilled Regulatory Marketing Expert to join their team in London. This role will be responsible for reviewing and approving marketing materials, ensuring compliance with regulatory requirements across various regions.
-
Senior Finance Lawyer
2 weeks ago
London, Greater London, United Kingdom Eximius Law Full timeAbout Eximius LawWe are a leading law firm, renowned for our expertise in asset finance. Our team of experienced lawyers provides top-tier advice to clients in this field.Job SummaryWe are seeking an exceptional Senior Finance Lawyer with extensive knowledge of regulatory aspects to join our esteemed legal team at Eximius Law.Key ResponsibilitiesCollaborate...
-
Regulatory Compliance Expert
2 weeks ago
London, Greater London, United Kingdom Selby Jennings Full timeCompany OverviewSelby Jennings is a leading recruitment agency in London, providing expert solutions for asset management professionals.Job SummaryWe are seeking a highly experienced Associate Director, Regulatory Advisor to join our dynamic team. As a key member of our regulatory advisory group, you will provide expert guidance on regulatory frameworks...
-
Compliance Marketing Specialist
3 weeks ago
London, Greater London, United Kingdom Brookfield Asset Management Full timeRole OverviewBrookfield Asset Management is seeking a Compliance Marketing Specialist to play a key role in the Compliance regulatory marketing review process.The ideal candidate will possess a strong working knowledge of European and U.S. regulatory requirements, including ESMA Marketing Guidelines, SEC New Marketing Rule, and FINRA marketing...
-
Asset Finance Law Expert
1 week ago
London, Greater London, United Kingdom EJ Legal Full timeAbout the RoleEJ Legal is collaborating with a renowned global law firm to find an exceptional Asset Finance Partner for their London office.The firm has a strong reputation in the shipping, aviation, and transportation sectors and aims to expand this expertise by hiring a talented Asset Finance Partner.This position is ideal for an experienced Asset Finance...
-
London, Greater London, United Kingdom Danos Group Full timeCompany OverviewDanos Group is a leading international wealth and asset management business with a focus on innovative solutions that drive efficiency across the wealth management cycle.The company has expanded significantly through acquisitions and organic growth, with operations across multiple regions including the UK, Jersey, and South Africa.Job...
-
Regulatory Law Expert
1 week ago
London, Greater London, United Kingdom Lipson Lloyd-Jones Full timeWe are recruiting for a regulatory law expert to join our UK Energy & Climate Change team at Lipson Lloyd-Jones. This team has created legal frameworks and market rules in various countries, advising clients on a wide range of technologies including offshore and onshore wind, interconnectors and networks, energy storage, solar, electric vehicles, hydrogen,...
-
Regulatory Advisor
1 week ago
London, Greater London, United Kingdom Fram Search Full timeAt Fram Search, we are committed to delivering exceptional results in a fast-paced environment. As a part-time regulatory advisor, you will play a critical role in ensuring our firm's compliance with regulatory requirements.Your primary responsibilities will include advising on compliance matters, assisting the finance team with regulatory reports, and...
-
Immigration Law Specialist
2 weeks ago
London, Greater London, United Kingdom Expert Law Full timeAbout Us:At Expert Law, we pride ourselves on providing exceptional legal services to our clients. We are currently seeking a skilled Commercial Immigration Paralegal to join our team.Job Summary:We are looking for an ambitious paralegal and/or case worker with OISC Qualification 1 or above who can deal with enquiries from new clients, manage a caseload, and...
-
Regulatory Paralegal
2 weeks ago
London, Greater London, United Kingdom Ryder Reid Legal Limited Full time**Job Title:** Regulatory Paralegal - Asset Management Expert**Location:** City of London**Working Arrangement:** Hybrid (3 days in the office and 2 from home)About Ryder Reid Legal Limited:We are a top US law firm seeking a highly skilled Paralegal to join our Regulatory team on a 12-month Fixed Term Contract with scope for extension.Key...
-
Regulatory Solicitor
2 weeks ago
London, Greater London, United Kingdom LAW Absolute Full timeJob OverviewLAW Absolute seeks a highly skilled Regulatory Solicitor to join their project team as an Enforcement Expert.
-
Regulatory Affairs Strategist
1 week ago
London, Greater London, United Kingdom VRS Regulatory Full timeRole OverviewA challenging opportunity has arisen for a Regulatory Affairs Strategist to join VRS Regulatory's team. About the RoleWe are seeking an experienced Regulatory Affairs Strategist to develop and implement regulatory strategies for plant protection products in specific geographical territories. Develop and execute regulatory strategies for product...
-
Compliance Marketing Specialist
1 month ago
London, Greater London, United Kingdom Brookfield Asset Management, Inc Full timeJob Title: Compliance Marketing SpecialistJob Summary:We are seeking a highly skilled Compliance Marketing Specialist to join our team at Brookfield Asset Management, Inc. This role will be responsible for reviewing and approving marketing materials, advertisements, and sales literature in accordance with company policies, FCA, MAS, and ESMA rules, and other...
-
In-House Legal Expertise in Asset Finance
1 week ago
London, Greater London, United Kingdom Eximius Law Full timeAre you an ambitious lawyer looking for a challenging opportunity in asset finance? Eximius Law has an exciting opening for a Senior Lawyer for Asset Finance Transactions.In this role, you will collaborate with the bank's asset finance business to provide expert legal guidance on complex transactions. Your responsibilities will include reviewing and drafting...
-
Lead Regulatory Law Expert
2 weeks ago
London, Greater London, United Kingdom Amazon Full timeJob OverviewAt Amazon, we are seeking a highly experienced Lead Regulatory Law Expert to join our team in the UK. This is a unique opportunity for an accomplished legal professional to take on a leadership role and contribute to shaping our regulatory strategy.
-
Regulatory Compliance Expert
2 weeks ago
London, Greater London, United Kingdom Vixio Regulatory Intelligence Full timeRole OverviewVixio Regulatory Intelligence is seeking a highly skilled Regulatory Compliance Expert to lead the development of a premium technical compliance solution.The ideal candidate will have experience in compliance roles at regulated gambling operators or technology providers and possess strong communication skills.
-
Regulatory Counsel for Digital Asset Advancement
2 weeks ago
London, Greater London, United Kingdom Fireblocks Full timeFireblocks is a leading provider of digital asset and cryptocurrency solutions, trusted by top financial institutions and globally-recognized brands. We are seeking an experienced Regulatory Counsel to join our team in shaping the future of digital assets.About the RoleIn this role, you will be responsible for driving the development, execution, and ongoing...
-
Senior Regulatory Law Lead
2 weeks ago
London, Greater London, United Kingdom LAW Absolute Full timeJob SummaryWe are seeking a highly experienced Senior Regulatory Law Lead to join our team at LAW Absolute as the Director of Presentations and Fitness to Practise.This is an exciting opportunity for a skilled lawyer with significant regulatory experience to take on a leadership role and manage our Fitness to Practise function.The successful candidate will...
-
Regulatory Paralegal
1 month ago
London, Greater London, United Kingdom McKinlay Law Full timeJob Summary: We are seeking a highly skilled Regulatory Paralegal to join our team at McKinlay Law. The successful candidate will be responsible for undertaking investigatory and preparatory work in respect of complex Fitness to Practise cases.Key Responsibilities:Instructing counsel and expertsDrafting witness statements and allegationsUndertaking legal...
-
Regulatory Compliance Specialist
4 days ago
London, Greater London, United Kingdom Regulatory Affairs Professionals Society Full timeJob DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...