Regulatory Expert for Wealth and Asset Management

Company OverviewLOM Financial Group is a prominent, full-service investment firm based in Bermuda, with affiliations in the Cayman Islands and the Bahamas. Our organization boasts a significant global presence, with offices in the Bahamas, Grand Cayman, and the UK.Salary and BenefitsThe compensation package for this position is highly competitive, ranging...

MERJE is partnering with a well-established wealth management business to find a Wealth Management Regulatory Expert to join their team.About the OpportunityThis is a unique opportunity to work with a reputable wealth management business and contribute to the development of their product governance framework.You will be responsible for ensuring that all new...

Anson McCade is seeking a seasoned Wealth and Asset Management Expert to drive digital transformation across the Wealth and Asset Management sector. As a senior leader, you will be responsible for developing and implementing strategic plans to help clients adapt to the changing landscape of the industry.Your key objectives will be:* Developing and executing...

Key ResponsibilitiesAn experienced Wealth Creation Advisor will be responsible for providing expert financial advice and planning, including investments, banking products, and credit, to our international clientele.Salary InformationThe estimated annual salary range for this role is $150,000 - $400,000+, commensurate with experience and assets under...

About the RoleThis is an exciting opportunity to join our team as a Financial Services Compliance Professional. The successful candidate will play a key role in ensuring that our Wealth Management business is compliant with all relevant regulatory requirements.Key ResponsibilitiesContribute to the Wealth Management business achieving compliance with its key...

Job DescriptionWe are seeking an experienced Senior Manager to lead our Wealth and Asset Management practice at Anson McCade. This is a critical role that requires strong leadership, technical expertise, and excellent communication skills.About YouYou will have a deep understanding of the WAM industry, including regulatory changes, operational optimization,...

Audit Manager - Asset & Wealth ExpertJob SummaryWe are seeking an experienced Audit Manager to lead our Asset & Wealth Management team.Key ResponsibilitiesLead audits and consulting engagements for Asset & Wealth Management.Develop and implement audit plans, ensuring department standards are met.Provide technical expertise and supervise staff, including...

Senior Executive PositionCapco is seeking senior executives with good asset management industry knowledge to join our Wealth & Asset Management practice. As a Wealth Accumulation Expert, you will support the definition and execution of strategic priorities for top asset managers. Our work ranges from client service proposition design to business model...

We are seeking a highly organized and detail-focused individual to join our client services team as a Client Services Associate. This role requires a strong understanding of financial services, including AML & KYC, and the ability to work effectively in a fast-paced environment.About the RoleAs a Client Services Associate, you will be responsible for...

Career OpportunityA highly rewarding opportunity exists for a skilled financial advisor to work independently or employed with our forward-thinking financial services provider.As a key member of our team, you will be responsible for developing personalized financial solutions for our valued clients, leveraging your expertise to foster long-term relationships...

Richardson Wealth Ltd is a leading wealth management organization that offers personalized service and innovative investment solutions. We are seeking a highly skilled and motivated individual to join our team as an Associate Asset Consultant.About Richardson WealthWe have a strong commitment to client service and regulatory compliance. Our team works...

AAG Wealth ManagementOur company prides itself on its culture and provides a holistic approach to wealth management. We have experienced significant growth, with over £800 million in Funds Under Management (FUM). Our Financial Education division and Mortgages team offer exceptional service.This opportunity is ideal for individuals seeking to advance their...

Wealth Management and Financial Planning ExpertAFH Wealth Management is seeking a seasoned financial planner to join our team as a self-employed or employed adviser.In this role, you will work closely with clients to understand their financial needs and develop tailored solutions to help them achieve their goals.This position offers flexible working...

About the RoleWe are seeking a highly motivated and ambitious individual to join our team as an Associate Wealth Manager. This is an exciting opportunity for someone looking to take their career in wealth management to the next level.As a key member of our team, you will be working alongside a Senior Wealth Manager and their growing team to provide...

We Are GrowingTanager Wealth Management is a fast-growing business that provides financial planning and investment management services to Anglo-American households in the UK and the USA. We specialize in helping transatlantic families and US-connected people with diverse financial planning, investment management, and tax needs.About the RoleThis role...

About UsRichardson Wealth Ltd is a leading Canadian wealth management organization that offers a unique blend of personal touch and big results. With offices across the country, we have established ourselves as home to some of Canada's top investment advisors.We strive to be the preferred choice for Canada's top advisors and their high-net-worth clients. Our...

Job Description:At Goldman Sachs, we are committed to fostering and advancing diversity and inclusion in our workplace and beyond. We're looking for a highly skilled Compliance Specialist to join our Wealth Management Regulatory Implementation and Strategy Team.About the Role:As a Compliance Specialist, you will play a critical role in ensuring that our...

We are looking for a motivated and results-driven Wealth Management Development Manager to join our team at Skybound Wealth Management. In this role, you will play a key part in driving business growth and expanding our presence in the wealth management sector.The main focus of this position is to identify and pursue new business opportunities, developing...

Job Title: Compliance Expert, Wealth ManagementOcorian seeks a highly skilled Wealth Management Compliance Expert to join our team. This is an excellent opportunity for a professional with expertise in regulatory compliance and wealth management to work with a dynamic company that delivers specialist solutions to clients worldwide.About the Role:The...

Titan Wealth Holdings Limited, a wealth and asset management business, is seeking a Regulatory Compliance Specialist to support our SMF 16/17 in the institutional asset management pillar. The ideal candidate will have previous compliance experience in a Fund Administration, Management Company or Asset Management environment.The investment funds we manage are...