Regulatory Compliance Specialist UCITS AIFs

About the RoleSimmons & Hanbury is a leading executive search firm seeking a highly skilled UCITS/AIF Governance Expert to join their growing compliance function. As a key member of the team, you will be responsible for ensuring the firm's governance procedures and processes are aligned with industry regulations.The ideal candidate will have strong...

Company OverviewWe are a global asset management firm with 30-40 offices worldwide. Our team is dedicated to providing top-notch services to our clients.Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for reviewing and approving financial...

Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals.About the RoleThis is an excellent opportunity for a seasoned compliance professional to take on a key role in ensuring that our marketing and distribution activities are compliant with regulatory requirements.Key ResponsibilitiesReview and approve...

Job Description:We are currently partnered with a leading global UCITS and Alternative Investment firm, seeking a seasoned UCITS and AIFMD Compliance Officer to join their expanding compliance department. This role will have a broad scope, encompassing various advisory, regulatory, compliance monitoring, marketing & distribution areas.About the Position:The...

ResponsibilitiesReview and Approve Financial Promotions: Ensure that all financial promotions, marketing materials, client reports, RFPs, and other client communications comply with relevant regulations.Provide Regulatory Guidance: Offer advice and guidance to client coverage, product, and marketing teams on regulatory matters and cross-border distribution...

Key ResponsibilitiesAs a Regulatory Compliance Specialist, you will work closely with our compliance colleagues to design and implement effective compliance policies and procedures. Your excellent stakeholder management skills will enable you to build strong relationships with senior stakeholders, ensuring that our client's interests are protected.The...

About the RoleSimmons & Hanbury is a specialist executive search firm seeking a highly skilled Regulatory Compliance Specialist to join their growing compliance function. As a key member of the team, you will be responsible for ensuring the firm's compliance procedures and processes are up-to-date and well-documented.The ideal candidate will have strong...

We're Looking for an Experienced ProfessionalYour Skills and QualificationsTo succeed in this role, you'll need:5+ years' experience in a similar role within asset management.Knowledge of European and UK fund structures (UCITS, AIFs etc) and the corresponding regulatory framework.Self-motivation and ability to work without close supervision.As a valued...

Job Title: Regulatory Compliance SpecialistEstimated Salary: £55,000 - £70,000 per annum.About the Role:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our business operations comply with relevant regulatory...

Compliance Professionals is seeking a Regulatory Affairs Officer to join our team. The successful candidate will have a focus on Marketing & Distribution and will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.ResponsibilitiesReview and approve financial promotions, marketing materials, client...

Company Overview:Danos Group is a leading specialist consultancy firm providing governance, risk, and compliance solutions to the asset management, capital markets, digital assets, and payment industries across the UK and Europe.We provide regulatory advice and services to our growing Wealth and Investment Management client base, helping them navigate...

AJ FOX COMPLIANCE is seeking a talented Regulatory Compliance Specialist to join our team in London. This is a hybrid role that offers the opportunity to work with a small team of compliance professionals. As a Regulatory Compliance Specialist, you will be responsible for drafting, monitoring, and advising on compliance policies and procedures. You will also...

Job OverviewWe are seeking a seasoned Regulatory Compliance Specialist to join our team at Compliance Professionals. As an expert in regulatory compliance, you will be responsible for driving oversight through testing and monitoring programs. This includes identifying areas for enhancements of systems and controls operated by the firm, and supporting the...

Garkal International is seeking an alternative investment counsel to join its highly regarded legal team. This is an exceptional opportunity to work in a front-facing role and contribute to the success of the company.We are looking for a qualified lawyer with a good understanding of investment fund structures (private equity) and other investment products...

An experienced private equity attorney is required to join Garkal International's highly regarded legal team. This is an exceptional opportunity to work in a front-facing role and contribute to the success of the company.We are seeking a qualified lawyer with a good understanding of investment fund structures (private equity) and other investment products...

As an Anti-Financial Crime Specialist at Manulife Investment Management (Ireland) Limited, you will oversee all Anti-Financial Crime activities for the Irish Management Company and its associated Irish and Luxembourg UCITS and AIFs.The role requires a strong understanding of regulatory requirements, including the prevention of money laundering and terrorist...

Job Title: Regulatory Compliance SpecialistA prestigious institutional commodities broker seeks a highly skilled Regulatory Compliance Specialist to join their team in Central city location. This specialist will play a critical role in supporting the delivery of annual compliance programs and responding to external compliance requests.The ideal candidate...

Garkal International is seeking a skilled Alternative Investments Lawyer to join their team. As an alternatives lawyer, you will play a key role in structuring, launching, and maintaining alternative investment funds (Irish/Lux based AIF/UCITS).Your responsibilities will include determining the most appropriate product structure/domicile upon launch,...

About the JobThe Compliance Officer will play a key role in ensuring the firm remains compliant with relevant regulations and maintain strong relationships with clients and stakeholders.Responsibilities:Assist the team with fund investment guidelines.Review and approve marketing materials, due diligence questionnaires and bespoke regulatory queries from...

About Titan Wealth Holdings Limited, a leading wealth and asset management business. We bring high-quality execution and administration to the sector through leveraging our resources and technology.Our strategy sees strong organic growth within the near term coupled with significantly larger acquisitions. As a result, we are looking for a Compliance Officer...