Current jobs related to CASS Manager - London, Greater London - JJ SEARCH LIMITED

  • CASS Operations Specialist

    2 weeks ago

    London, Greater London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full time

    CASS Operations SpecialistJCR Talent is seeking a highly skilled CASS Operations Specialist to join our team. As a key member of our CASS operations team, you will be responsible for performing daily and monthly client money reconciliations, client asset reconciliations, and supporting root cause analysis on CASS breaches.Key Responsibilities:Perform daily...

  • CASS Operations Specialist

    3 weeks ago

    London, Greater London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full time

    At JCR Talent, we're seeking a skilled CASS Reconciliations Associate to join our team.This role is ideal for individuals with experience in CASS, Finance, Compliance, Reconciliations, or Operations in the Financial Services industry.Key Responsibilities:Perform daily and monthly client money reconciliationsConduct client asset reconciliationsCollaborate...

  • Senior CASS Manager

    4 weeks ago

    London, Greater London, United Kingdom LGT Group Full time

    LGT Wealth Management UK LLP is a UK-based partnership, wholly owned by the private banking group LGT, which is in turn owned by the Princely Family of Liechtenstein. Our aim is to provide a fresh approach to wealth management, putting our clients first by offering a transparent service designed around their needs. We provide a flexible, bespoke service...

  • CASS Reconciliations Manager

    3 weeks ago

    London, Greater London, United Kingdom Close Brothers Group Full time

    CASS Reconciliations ManagerClose Brothers Group is seeking a highly skilled CASS Reconciliations Manager to oversee all reconciliations conducted by the CASS Reconciliation team. The successful candidate will ensure all client money & assets held by Winterflood are accurately accounted for and safeguarded, adhering to controls and the FCA CASS...

  • CASS Reconciliations Manager

    3 weeks ago

    London, Greater London, United Kingdom Close Brothers Group Full time

    Job SummaryThe CASS Reconciliations Manager will be responsible for overseeing all reconciliations conducted by the CASS Reconciliation team to ensure accurate accounting for client money and assets held by Winterflood. This role requires strong knowledge of CASS regulations and the ability to ensure compliance with internal policies and industry...

  • CASS Consultant

    4 weeks ago

    London, Greater London, United Kingdom Danos Group Full time

    Exciting Opportunity for a CASS ManagerWe are seeking an experienced CASS Manager to join our team at Danos Group. As a boutique consultancy, we are undergoing significant expansion and require a strong compliance consultant with in-depth knowledge of the FCA client assets regime (CASS).The ideal candidate will have consultancy experience in a CASS-focused...

  • CASS Operations Manager

    4 weeks ago

    London, Greater London, United Kingdom Plum Fintech Full time

    Role OverviewWe are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesOversee and manage day-to-day CASS and...

  • CASS Operations Manager

    3 weeks ago

    London, Greater London, United Kingdom Plum Fintech Full time

    About the RoleWe are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesOversee and manage day-to-day CASS and...

  • CASS Reconciliations Manager

    3 weeks ago

    London, Greater London, United Kingdom Close Brothers Group Full time

    CASS Reconciliations ManagerClose Brothers Group is seeking a highly skilled CASS Reconciliations Manager to oversee all reconciliations conducted by the CASS Reconciliation team. The successful candidate will ensure all client money & assets held by Winterflood are accurately accounted for and safeguarded, adhering to controls and the FCA CASS...

  • CASS Reconciliations Manager

    3 weeks ago

    London, Greater London, United Kingdom Close Brothers Group Full time

    CASS Reconciliations ManagerAt Close Brothers Group, we are seeking a highly skilled CASS Reconciliations Manager to oversee all reconciliations conducted by the CASS Reconciliation team. The successful candidate will ensure that all client money & assets held by Winterflood are accurately accounted for and safeguarded, adhering to controls and the FCA CASS...

  • CASS Operations Manager

    3 weeks ago

    London, Greater London, United Kingdom Plum Fintech Full time

    About the RoleWe are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesOversee and manage day-to-day CASS and...

  • CASS Operations Manager

    2 months ago

    London, Greater London, United Kingdom Plum Fintech Full time

    About the RoleWe are seeking an experienced and results-driven CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesOversee and manage...

  • CASS Reconciliations Manager

    2 weeks ago

    London, Greater London, United Kingdom Close Brothers Group Full time

    CASS Reconciliations Manager RoleThe CASS Reconciliations Manager will oversee all reconciliations conducted by the CASS Reconciliation team to ensure all client money and assets held by Winterflood are accurately accounted for and safeguarded, ensuring the firm's adherence to controls and the FCA CASS regulations.Key ResponsibilitiesReview and approval of...

  • CASS Operations Manager

    4 weeks ago

    London, Greater London, United Kingdom Plum Full time

    We are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key Responsibilities:Oversee and manage day-to-day CASS and investment operations...

  • CASS Manager

    4 weeks ago

    London, Greater London, United Kingdom Danos Group Full time

    Job OpportunityWe are seeking an experienced compliance consultant with a strong focus on the FCA client assets regime (CASS) to join our team at Danos Group.The ideal candidate will have consultancy experience in a CASS focused role, with operational experience and the ability to deliver solutions-driven services to clients.Key responsibilities will include...

  • CASS Manager

    4 weeks ago

    London, Greater London, United Kingdom Danos Group Full time

    Job OpportunityWe are seeking an experienced compliance consultant with a strong focus on the FCA client assets regime (CASS) to join our team at Danos Group.The ideal candidate will have consultancy experience in a CASS focused role, with operational experience and the ability to deliver solutions-driven services to clients.Key responsibilities will include...

  • CASS Senior Manager

    4 weeks ago

    London, Greater London, United Kingdom KPMG Full time

    About the RoleWe are seeking a highly experienced and skilled CASS Senior Manager to join our Financial Services CASS audit team at KPMG. As a key member of our team, you will be responsible for overseeing a variety of market leading entities, including investment banking groups, retail banking groups, and brokers dealers, as well as traditional asset...

  • CASS Operations Manager

    3 weeks ago

    London, Greater London, United Kingdom Plum Fintech Full time

    Job Title: CASS Operations ManagerAbout the Role:We are seeking an experienced CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key Responsibilities:Oversee and...

  • CASS Operations Manager

    4 weeks ago

    London, Greater London, United Kingdom Plum Full time

    About the RoleWe are seeking an experienced and results-driven CASS Operations Manager to oversee and manage reconciliations across our different investment products. As the subject matter expert, you will take the lead in implementing and developing Plum's CASS system and investment operations reconciliations.Key ResponsibilitiesManage day-to-day CASS and...

  • CASS Associate

    2 months ago

    London, Greater London, United Kingdom Saxo Bank Full time

    About the RoleWe are seeking a highly motivated and detail-oriented CASS Associate to join our Finance team at Saxo Bank. As a key member of our team, you will be responsible for ensuring the accuracy and timeliness of our client money computations, as well as completing regular CASS reviews and regulatory submissions.Key ResponsibilitiesCollate and review...

CASS Manager

2 months ago

London, Greater London, United Kingdom JJ SEARCH LIMITED Full time
About the Role

We are seeking an experienced CASS Manager to join our team at JJ SEARCH LIMITED. The successful candidate will be responsible for ensuring the firm meets all relevant CASS requirements and responsibilities.

Key Responsibilities
  • Manage the maintenance of CASS governance documents, Rule Mapping, Risk register, and Control Wording.
  • Take ownership of the 2 annual limited assurance CASS audits and manage the full CASS audits and any ad-hoc internal audits.
  • Liaise with operational teams, collate data, and draft reports ahead of deadlines for review and challenge by the Head of CASS.
  • Oversee the CASS breaches register and provide updates to Client Asset committees and working groups as required.
  • Maintain CASS policies and procedures and conduct annual due diligence on banks and custodians.
  • Lead the production of MI for stakeholders and implement and manage a CASS monitoring programme.
Requirements
  • Minimum 5 years CASS experience.
  • Excellent knowledge of CASS rules.
  • Ability to manage CASS audit process.
  • Strong data manipulation skills and experience with Excel.
  • Strong analytical skills with great attention to detail.
  • Strong interpersonal and communication skills and ability to use initiative.