FCA Compliance Advice Manager
3 weeks ago
Job Overview
The Compliance Advisory Manager will be responsible for supporting the Senior Compliance Advisory Manager in delivering a robust risk compliance framework to meet regulatory obligations and ensuring Vodafone has a clear governance and decision-making process.
Key Responsibilities
- Ensure a robust compliance framework is in place.
- Provide support and guidance to the 1st line on compliance requirements, including sign-off of material where appropriate.
- Manage oversight of the 1st line by means of regular contact, updating of regulatory change, review of MI, and escalating issues of concern to the Senior Compliance Advisory Manager.
- Support the interrogation of regulatory submissions to identify areas of concern and follow up.
- Manage the provision of advice and guidance on FCA-related policies to the 1st line, including identification of breaches.
- Support the design and delivery of relevant training and competence requirements to all staff.
- Manage and develop the horizon scanning process, including ensuring upcoming regulatory change has 1st line sponsorship.
- Engage regularly with Compliance Monitoring colleagues to advise on upcoming regulatory change, compliance interpretation changes, and policy changes.
- Manage ad-hoc projects as required by the Senior Compliance Advisory Manager.
Requirements
The ideal candidate will have relevant compliance qualifications, ideally qualified to degree level, and experience of financial services and knowledge. They will also have relevant 2nd-line compliance activity experience, understanding of governance, FCA compliance programs, and risk management. Strong analytical, written, and communication skills, including Microsoft Office tools, are essential.
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