Compliance Advisory Manager
4 weeks ago
Job Summary
The Compliance Advisory Manager will play a crucial role in supporting the Senior Compliance Advisory Manager in delivering a robust risk compliance framework to meet Vodafone's regulatory obligations. This includes ensuring a clear governance and decision-making process, promoting good customer outcomes, and driving our culture to deliver excellent results.
Key Responsibilities
- Develop and maintain a robust compliance framework to ensure Vodafone meets its regulatory obligations.
- Provide guidance and support to the 1st line on compliance requirements, including sign-off of material where appropriate.
- Manage oversight of the 1st line through regular contact, updating of regulatory changes, review of MI, and escalating issues of concern to the Senior Compliance Advisory Manager.
- Support the interrogation of regulatory submissions to identify areas of concern and follow up.
- Manage the provision of advice and guidance on FCA-related policies to the 1st line, including identification of breaches.
- Support the design and delivery of relevant training and competence requirements to all staff.
- Manage and develop the horizon scanning process, including ensuring upcoming regulatory change has 1st line sponsorship.
- Engage regularly with Compliance Monitoring colleagues to advise on upcoming regulatory change, compliance interpretation changes, and policy changes.
- Manage ad-hoc projects as required by the Senior Compliance Advisory Manager.
Requirements
- Relevant compliance qualifications.
- Ideal qualification as a minimum to degree level.
- Experience of financial services and knowledge is highly desirable.
- Relevant 2nd line compliance activity experience.
- Understanding of governance, FCA compliance programmes, and risk management.
- Strong analytical, written, and communication skills, including Microsoft Office tools.
- A willingness to learn, positive outlook, and an appetite to succeed.
- Strong interpersonal skills to ensure successful engagement with colleagues.
About Vodafone
Vodafone UK is committed to driving inclusion for all, creating a workplace that is fully representative of the communities and customers we serve. We're proud to be certified as a Great Place to Work and are dedicated to building on our success and trailblazing the way to our next stage of digital growth.
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