Financial Services Professional

1 month ago


Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full time

Artemis Recruitment Consultants Ltd is seeking a Financial Services Professional to join their team in Dorking. The ideal candidate will have experience in prospecting and contacting potential clients, ensuring sufficient client information is obtained before making recommendations, and following relevant advice and sales procedures.

Key responsibilities include:

  • Prospecting and contacting potential clients in accordance with the firm's business plan
  • Maintaining client portfolios in accordance with the client's mandate, objectives, and the firm's investment proposition
  • Undertaking product and market research to make suitable recommendations
  • Ensuring all supporting documents are maintained and clients receive relevant documentation in a timely manner
  • Dealing with client queries in an efficient and timely manner

Requirements:

  • Relevant experience in financial services
  • Strong communication and interpersonal skills
  • Ability to work in a fast-paced environment

As a Compliance and Advisory Specialist, you will be responsible for ensuring the firm's compliance processes and procedures are followed at all times. This includes responding to Compliance department requests, complying with regulatory requirements, and maintaining a positive culture attitude.

Key responsibilities include:

  • Responding to Compliance department requests on time
  • Complying with regulatory requirements, including the Financial Services and Markets Act 2000 and the FCA's Conduct rules
  • Maintaining a positive culture attitude and keeping up to date with relevant regulatory requirements

Requirements:

  • Relevant experience in compliance and regulatory affairs
  • Strong analytical and problem-solving skills
  • Ability to work in a team environment

As a Wealth Management Consultant, you will be responsible for advising clients on their financial needs and providing tailored solutions. Key responsibilities include:

  • Prospecting and contacting potential clients to understand their financial needs
  • Providing tailored solutions to meet client needs
  • Ensuring all client contact is carried out in a professional and courteous manner

Requirements:

  • Relevant experience in wealth management
  • Strong communication and interpersonal skills
  • Ability to work in a fast-paced environment


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