Compliance and Trade Specialist

Job OverviewCareer opportunities have arisen for a Compliance Governance Specialist to join our team at Compliance Professionals. Based in London, this role will suit an individual with experience in Public Markets.About the RoleThis is a senior leadership position that requires the successful candidate to maintain policies and procedures governing IPO and...

Job Title: Regulatory Compliance SpecialistA prestigious institutional commodities broker seeks a highly skilled Regulatory Compliance Specialist to join their team in Central city location. This specialist will play a critical role in supporting the delivery of annual compliance programs and responding to external compliance requests.The ideal candidate...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

Job Title: Compliance ManagerWe are an international market maker specialising in FX and commodities, providing liquidity across various exchanges and trading platforms. Our London-based compliance team is expanding, and we are seeking a highly skilled Compliance Manager to join us.Key Responsibilities:Ensure adherence to regulatory requirements and provide...

About the RoleWe are looking for a skilled Trade Compliance Specialist to join our team at LexisNexis Risk Solutions. As a key member of our Trade Checkpoint team, you will be responsible for driving product development and ensuring alignment with customer needs and business objectives.Your key responsibilities will include:Defining product requirements and...

Job OverviewThe role of a Compliance Monitoring Specialist is to ensure that our company remains in compliance with all relevant regulations and laws. This involves reviewing and maintaining systems, providing advice to the business on regulatory matters, and identifying and escalating current regulatory issues.About the RoleThis position requires experience...

Compliance Professionals - Job DescriptionWe are seeking an experienced Regulatory Surveillance Manager to join our team. As a Regulatory Surveillance Manager, you will play a key role in ensuring that our company remains compliant with all relevant regulations and laws.About the CompanyOur company is a boutique investment and trading firm, providing...

We are seeking a skilled and experienced Global Trade Compliance Specialist to join our team on a 12-month fixed-term contract. As a key member of our compliance team, you will be responsible for ensuring that all trade-related activities within the organization are conducted in accordance with relevant laws and regulations.The ideal candidate will have...

About Nexus Trade CreditWe are a specialist trade credit insurer offering credit limits on a Whole Turnover, Key Buyer and Top Up basis. Our UK team is part of the Nexus Group, with offices in five countries.Our mission is to provide innovative risk solutions to businesses around the world. We take pride in our reputation for reliability, integrity, and...

About the PositionWe are looking for a dedicated Trade Surveillance Manager to join our team at Compliance Professionals in the City.The successful candidate will have a strong background in trade surveillance/market abuse financial compliance and be proficient in trade surveillance systems and software.Key Requirements:At least 5 years of experience in...

Job OverviewNexus Trade Credit is a specialist trade credit insurer providing credit limits on a Whole Turnover, Key Buyer and Top Up basis to clients across the UK.The company has offices in five countries and offers a dynamic work environment for professionals looking to grow in their careers.Salary and BenefitsThe successful candidate can expect an...

We are seeking a Compliance Specialist to join our team of Compliance Professionals. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements.Job DescriptionIn this role, you will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan. You will also...

**Job Description**We are seeking an experienced Compliance Risk Manager to assist the Head of Compliance & MLRO in developing and implementing effective compliance programs. The ideal candidate will have a good understanding of physical trading, exchange trading, and OTC markets, preferably within the Energy/Commodity trading sector.

**About Us**Compliance Professionals is a rapidly growing electronic brokerage firm based in the City.Job Description:We are looking for a skilled Aircraft Compliance Specialist to join our team based in London. As an Aircraft Compliance Specialist, you will be responsible for driving compliance oversight through the testing and monitoring programme.The...

Job OverviewWe are seeking a highly skilled Global Trade Compliance Specialist to join our client in Southampton.About the RoleThis is a three-day office-based position with two days working from home, offering a competitive salary and benefits package.Key ResponsibilitiesValidating product tariff classifications and ensuring customers comply with Dutch...

Job Title: Compliance Specialist LeaderThe position offers an excellent executive package commensurate with experience, estimated at £80,000 - £110,000 per annum, plus benefits. The company is a leading manufacturer, distributor, and wholesaler of Healthcare Equipment and Pharmaceuticals with operations in the UK and worldwide.We are seeking a highly...

About the RoleThis Compliance VP position offers a unique blend of regulatory expertise and business acumen. You will be responsible for maintaining policies, procedures, systems, and controls governing IPO and divestment activities.You will oversee compliance with beneficial ownership and other trade reporting rules, preparing and submitting filings with...

DRW is a diversified trading firm with over 30 years of experience bringing together sophisticated technology and exceptional talent to operate in global markets. We value autonomy, quick decision-making, and the ability to pivot to capture opportunities, so we operate using our own capital and trading at our own risk.We are a place of high expectations,...

Job Title: Regulatory Compliance SpecialistEstimated Salary: £55,000 - £70,000 per annum.About the Role:We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our business operations comply with relevant regulatory...

We are seeking a seasoned professional to spearhead our compliance efforts as the Compliance Director at Compliance Professionals.Key Responsibilities:Stay up-to-date with all pertinent FCA regulations and guidelines related to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries, examinations, and other...