Compliance Risk Specialist

2 days ago


Crawley, West Sussex, United Kingdom The People's Pension Full time
About the Role

The Compliance Monitoring Specialist plays a critical role in ensuring the organization's compliance monitoring program is effective in identifying and mitigating risks. This position is responsible for conducting assessments, analyzing data, and ensuring adherence to regulatory requirements and internal policies.

Key Responsibilities
  • Conduct assessments of business processes, transactions, and activities to ensure compliance with regulatory requirements and internal policies
  • Undertake compliance monitoring reviews of The People's Pension's pension and insurance products to ensure they are being operated in accordance with the applicable law, regulation, and best practice
  • Identify improvements to compliance monitoring based on emerging risks, regulatory changes, or common issues
  • Contribute to the identification and assessment of compliance risks
Requirements
  • Demonstrable experience in a compliance-related discipline
  • Working knowledge of regulatory requirements of the FCA, PRA, and TPR
  • A good level of understanding of GDPR regulations, knowledge of Anti-Money Laundering rules
What We Offer
  • Generous pension contributions with an employer contribution of up to 14%
  • Real living wage
  • Income protection, critical illness cover, and death in service insurance
  • Employee healthcare
  • Parental and adoption leave
  • Learning and development opportunities and study support
  • Travel season ticket loans
  • Subsidized restaurant in our office
  • Volunteering days and charity payroll giving
  • Onsite gym
  • Ride-to-Work scheme
  • Social clubs and events


  • Crawley, West Sussex, United Kingdom Guardian Electrical Compliance Full time

    Job DescriptionJob Title: Electrical Compliance SpecialistJob Summary:We are seeking a highly skilled and detail-oriented Electrical Compliance Specialist to join our team at Guardian Electrical Compliance. The successful candidate will be responsible for conducting Electrical Installation Condition Reports (EICRs) in various commercial and industrial...


  • Crawley, West Sussex, United Kingdom Equiniti Full time

    Equiniti: Business Partner for Technical, Regulatory, and Risk ManagementEquiniti stands as a leading global provider of innovative technology solutions across shareholder, pension, remediation, and credit services. Our dedicated team of over 6000 professionals supports 37 million individuals in 120 countries.In the role of Business Partner for Technical,...


  • Crawley, West Sussex, United Kingdom Equiniti Full time

    Management LevelWe have a brand new opportunity within Equiniti's Compliance and Risk team, supporting the EQ Paymaster (EQP) Workplace, Life and Pensions (WL&P) business.Key ResponsibilitiesEnsure regulatory and legislative developments are identified through horizon scanning.Provide support for changes to EQ Retirement Solutions (EQRS) policies,...


  • Crawley, West Sussex, United Kingdom Zest Full time

    About the RoleA fantastic opportunity has arisen within a well-established organization known for its exceptional products.As the Compliance and Training Specialist, you will play a crucial role in maintaining the company's standards concerning Health and Safety, Food Safety, and product compliance through comprehensive documentation and training...


  • Crawley, West Sussex, United Kingdom Equiniti Full time

    Equiniti: Regulatory Compliance and Risk Management PartnerEquiniti stands as a leading global provider of technological solutions in shareholder, pension, remediation, and credit services. Our dedicated team of over 6000 professionals serves 37 million individuals across 120 countries.In the role of Regulatory Compliance and Risk Management Partner, you...


  • Crawley, West Sussex, United Kingdom People's Partnership Full time

    Job SummaryWe are seeking a highly skilled Risk Management Specialist to join our team at People's Partnership. As a key member of our risk management function, you will play a critical role in identifying, assessing, and mitigating risks that could impact our business.Key ResponsibilitiesProvide 2nd line analysis, challenge, and insight of the risk profile...


  • Crawley, West Sussex, United Kingdom People's Partnership Full time

    Job SummaryWe are seeking a highly skilled Risk Management Specialist to join our team at People's Partnership. As a key member of our risk management function, you will play a critical role in identifying, assessing, and mitigating risks that could impact our business.Key ResponsibilitiesProvide 2nd line analysis, challenge, and insight of the risk profile...


  • Crawley, West Sussex, United Kingdom B&ce Group Full time

    About B&ce Group:B&ce Group is a leading financial services organization committed to delivering exceptional customer experiences. Our mission is to provide innovative solutions that make a positive impact on people's lives.Job Summary:We are seeking a highly skilled Compliance Specialist to join our team. As a key member of our compliance department, you...


  • Crawley, West Sussex, United Kingdom B&ce Group Full time

    About B&ce Group:B&ce Group is a leading financial services organization committed to delivering exceptional customer experiences. Our mission is to provide innovative solutions that make a positive impact on people's lives.Job Summary:We are seeking a highly skilled Compliance Specialist to join our team. As a key member of our compliance department, you...

  • Compliance Specialist

    11 hours ago


    Crawley, West Sussex, United Kingdom Lloyd Recruitment Services Ltd Full time

    {"About the Role": "Lloyd Recruitment Services Ltd is seeking a skilled Compliance Specialist to join their team on a permanent basis. In this position, you will be a key player in maintaining and improving the company's quality management system, with a particular emphasis on adhering to recognised international standards. You'll work closely with various...

  • Compliance Specialist

    13 hours ago


    Crawley, West Sussex, United Kingdom Lloyd Recruitment Services Ltd Full time

    {"About the Role": "Lloyd Recruitment Services Ltd is seeking a skilled Compliance Specialist to join their team on a permanent basis. In this position, you will be a key player in maintaining and improving the company's quality management system, with a particular emphasis on adhering to recognised international standards. You'll work closely with various...


  • Crawley, West Sussex, United Kingdom Rentokil Initial Full time

    Overview:As the IT Risk and Compliance Project Leader, you will oversee the strategic planning and execution of critical projects aimed at enhancing our IT General Controls (ITGC) and Sarbanes-Oxley (SOx) compliance. This role is pivotal in ensuring that we address known deficiencies while maintaining effective communication across various regions.Key...


  • Crawley, West Sussex, United Kingdom The People's Pension Full time

    About the RoleWe are seeking a highly skilled Risk Management Specialist to join our team at The People's Pension. As a key member of our risk management function, you will play a critical role in identifying, assessing, and mitigating risks that could impact our business.Key ResponsibilitiesProvide 2nd line analysis, challenge, and insight of the risk...


  • Crawley, West Sussex, United Kingdom The People's Pension Full time

    About the RoleWe are seeking a highly skilled Risk Management Specialist to join our team at The People's Pension. As a key member of our risk management function, you will play a critical role in identifying, assessing, and mitigating risks that could impact our business.Key ResponsibilitiesProvide 2nd line analysis, challenge, and insight of the risk...


  • Crawley, West Sussex, United Kingdom The People's Pension Full time

    About the RoleWe are seeking a highly skilled Risk Manager to join our Investment Department at The People's Pension. As a key member of our team, you will be responsible for providing first-line risk oversight of our FCA-regulated subsidiary, People's Investment Limited.Key ResponsibilitiesEstablish and maintain an investment risk framework and governance...


  • Crawley, West Sussex, United Kingdom The People's Pension Full time

    About the RoleWe are seeking a highly skilled Risk Manager to join our Investment Department at The People's Pension. As a key member of our team, you will be responsible for providing first-line risk oversight of our FCA-regulated subsidiary, People's Investment Limited.Key ResponsibilitiesEstablish and maintain an investment risk framework and governance...


  • Crawley, West Sussex, United Kingdom People's Partnership Full time

    About the RoleThe Compliance Monitoring Specialist plays a vital role in ensuring the organization's compliance monitoring program is effective and efficient. This involves conducting assessments, analyzing data, and ensuring adherence to regulatory requirements and internal policies.Key ResponsibilitiesConduct thorough assessments of business processes,...


  • Crawley, West Sussex, United Kingdom Rentokil Initial Full time

    Overview:As the IT Risk and Compliance Project Leader, you will oversee the formulation and execution of a thorough project strategy for IT General Controls (ITGC) and Sarbanes-Oxley (SOx) initiatives. This role is pivotal in orchestrating the resolution of identified deficiencies from various assessments while ensuring a transparent project status across...


  • Crawley, West Sussex, United Kingdom Rentokil Initial Full time

    The Cybersecurity Risk Management Specialist will play a crucial role in safeguarding information assets and mitigating risks associated with the utilization, processing, storage, and transmission of sensitive data, along with the systems and processes that support these activities. Key Responsibilities: • Enhance and maintain cybersecurity solutions...


  • Crawley, West Sussex, United Kingdom MorePeople Full time

    Technical Compliance SpecialistCompetitiveWe are seeking a skilled Technical Compliance Specialist to join our team at MorePeople and help us maintain our reputation for excellence in quality and compliance.Collaborate with senior colleagues to ensure our business complies with industry standards and customer specifications.Develop and enhance quality...