Outsourcing Compliance Specialist
1 day ago
We are seeking an experienced Third Party & Outsourcing Risk Manager to join our Compliance team in London. This role involves overseeing and coordinating services received from intragroup services and external third-party service providers (TPSP/OSPs).
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London, Greater London, United Kingdom State Street Full timeJob Title: Senior Manager of Outsourcing Governance and ComplianceEstimated Salary: £75,000 - £95,000 per annum (dependent on experience)About the Role:This critical role ensures that SSBT UK Branch fulfills its regulatory requirements for outsourcing oversight on behalf of UK Contracted Clients. As a Senior Manager of Outsourcing Governance and...
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Head of Compliance Governance
2 days ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeA Regulatory Affairs Specialist is required to lead our client's compliance efforts. The successful candidate will oversee all ICAEW requirements and ensure internal processes and controls align with regulations and practice assurance obligations.Key responsibilities include:Managing Anti-Money Laundering reviews and implementing procedures to escalate...
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Compliance Specialist
11 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a Compliance Specialist to join our team of Compliance Professionals. As a key member of our team, you will play a crucial role in ensuring the firm's compliance with regulatory requirements.Job DescriptionIn this role, you will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan. You will also...
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Aircraft Compliance Specialist
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full time**About Us**Compliance Professionals is a rapidly growing electronic brokerage firm based in the City.Job Description:We are looking for a skilled Aircraft Compliance Specialist to join our team based in London. As an Aircraft Compliance Specialist, you will be responsible for driving compliance oversight through the testing and monitoring programme.The...
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AML Compliance Specialist
5 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking a highly skilled AML Compliance Specialist to join our team at Compliance Professionals. The ideal candidate will have prior experience working with HMRC AML/compliance requirements for the Estate Agency Businesses.The successful applicant will be responsible for conducting in-depth investigations, dealing with adverse media...
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Risk and Compliance Specialist
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a Risk and Compliance Specialist to join our team at Compliance Professionals. As a key member of our team, you will play a critical role in ensuring that our operations are compliant with regulatory requirements.About the RoleAnnual Compliance Programme Delivery: Collaborate with colleagues to review policies and procedures, identify areas...
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Regulatory Compliance Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...
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Compliance Governance Specialist
2 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewCareer opportunities have arisen for a Compliance Governance Specialist to join our team at Compliance Professionals. Based in London, this role will suit an individual with experience in Public Markets.About the RoleThis is a senior leadership position that requires the successful candidate to maintain policies and procedures governing IPO and...
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Regulatory Compliance Specialist
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ProfessionalsOur client is a leading broker and market maker in the financial services industry, specializing in futures, options, and other derivatives.We are looking for a highly skilled Regulatory Compliance Specialist to join our team.Job ResponsibilitiesPrepare and maintain accurate and up-to-date legal corporate documentation.Develop and...
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Compliance Associate Specialist
4 weeks ago
London, Greater London, United Kingdom Sovos Compliance Full timeAt Sovos Compliance, we are seeking a talented Compliance Associate Specialist to join our team. As a key member of our growing Compliance Services team, you will play a crucial role in ensuring the accurate preparation and filing of IPT returns for our clients.The ideal candidate will possess excellent attention to detail, strong analytical skills, and the...
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Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...
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Compliance Officer
2 days ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeWe are seeking an experienced Compliance Officer to join our client, a mid-sized firm of Chartered Accountants. In this role, you will be responsible for managing all ICAEW requirements and ensuring internal processes and controls align with regulations and practice assurance obligations.Key responsibilities include:Managing Anti-Money Laundering reviews and...
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Regulatory Compliance Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...
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Senior Wealth Management Compliance Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Senior Wealth Management Compliance SpecialistJob Summary: We are seeking a highly skilled Senior Wealth Management Compliance Specialist to join our team at Compliance Professionals. As a Senior Wealth Management Compliance Specialist, you will be responsible for leading the onboarding process for wealth management clients, ensuring compliance...
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Outsourcing Services Manager
2 days ago
London, Greater London, United Kingdom Arcus Search Full timeAs an Outsourcing Manager at Arcus Search, you will play a vital role in supporting a global London Market (re)insurance firm. This newly created position, reporting to the EMEA COO function, focuses on managing vendor relationships, driving transformation, and ensuring effective external services.Job Summary:Oversee vendor relationships and...
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Insurance Compliance Specialist
1 month ago
London, Greater London, United Kingdom Taylor James Resourcing Full timeJob Description:We are seeking an experienced Insurance Compliance Specialist to join our team. The successful candidate will be responsible for ensuring that all service contracts and outsourcing arrangements are compliant with relevant legislation and internal governance processes.Key Responsibilities:Facilitate and administer the review process for all...
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Financial Markets Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full time**About Compliance Professionals**We are a reputable brokerage firm based in the City, seeking a highly skilled Financial Markets Compliance Specialist to join our team on an FTC basis.**Estimated Salary:** £60,000 - £80,000 per annum, depending on experience**Job Description:**Key ResponsibilitiesMonitor and address market surveillance alerts and...
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Compliance Leader
11 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewOur client, a world-leading specialist broker, is seeking a seasoned professional to fill the role of Global Head of Compliance.
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Outsourcing Manager
4 weeks ago
London, Greater London, United Kingdom block Full timeJob OverviewThis role is for an experienced Outsourcing Manager to lead the delivery of outsourced services, ensuring high-quality performance and compliance with regulations. Based in London, UK, you will be responsible for managing outsourcing arrangements on behalf of SIL.
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Compliance Operations Specialist
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeWe are seeking a highly motivated Compliance Operations Specialist to join our team at AJ FOX COMPLIANCE in London.This is an exciting opportunity for someone who enjoys being hands-on and is ready to collaborate closely with teams across the firm, as it will require five days a week in the office.As a key member of our compliance team, you will be...