Trade Compliance Professional

Job Title: Electronic Trading ComplianceThis role requires a seasoned compliance professional to oversee the development and management of electronic trading compliance processes. The ideal candidate will collaborate with cross-functional teams to ensure our platforms meet regulatory and business requirements.Key ResponsibilitiesCompliance Leadership: Lead...

Leading Compliance ProfessionalsA Career Opportunity at Our Organisation:Job SummaryWe are seeking a highly skilled and experienced Compliance Program Manager to join our team. This is a unique opportunity to work with a leading global commodities organisation, assisting with managing a small team and working 4 days in the office.Key Responsibilities:Ensure...

Compliance Professionals - Job DescriptionWe are seeking an experienced Regulatory Surveillance Manager to join our team. As a Regulatory Surveillance Manager, you will play a key role in ensuring that our company remains compliant with all relevant regulations and laws.About the CompanyOur company is a boutique investment and trading firm, providing...

Job OverviewThe role of a Compliance Monitoring Specialist is to ensure that our company remains in compliance with all relevant regulations and laws. This involves reviewing and maintaining systems, providing advice to the business on regulatory matters, and identifying and escalating current regulatory issues.About the RoleThis position requires experience...

We are seeking an exceptional Chief Compliance Professional to lead our global Compliance function at Compliance Wise. The estimated salary for this role is $140,000 - $200,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional...

Job OverviewCareer opportunities have arisen for a Compliance Governance Specialist to join our team at Compliance Professionals. Based in London, this role will suit an individual with experience in Public Markets.About the RoleThis is a senior leadership position that requires the successful candidate to maintain policies and procedures governing IPO and...

We are looking for an experienced Banking Compliance Professional to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial crime and regulatory compliance.Key Responsibilities:Develop and implement effective control frameworks to prevent or detect financial crime.Collaborate with colleagues to review and...

The Compliance Professionals is seeking a seasoned Compliance Director to oversee regulatory affairs and ensure the firm's policies and procedures remain effective.Responsibilities:Maintain knowledge of FCA regulations and guidelines pertaining to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries and...

Salary Range:We offer a highly competitive salary package, estimated to be around £120,000 - £180,000 per annum, depending on experience. Additionally, you will benefit from a range of perks and benefits, including opportunities for career growth and professional development.The ideal candidate will have at least 6 years' experience in in-house Compliance...

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

The Ideal CandidateWe are looking for an experienced Compliance Manager who has a proven track record of success in a similar role.The ideal candidate will have a minimum of 4 years of compliance experience, with experience in a trading environment covering FX/commodities being essential.Main RequirementsMinimum of 4 years of compliance experienceStrong...

Job Title: Compliance Specialist Energy SectorWe are seeking an experienced Compliance Specialist to join our team in the energy sector. This is an exciting opportunity for someone looking to take their career to the next level in a dynamic and rapidly evolving industry.Salary: £65,000 - £85,000 per annum (dependent on experience)Job Description:About the...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

Job DescriptionA seasoned professional is sought after to fill the role of Compliance Officer within AJ FOX COMPLIANCE, an International law firm. The ideal candidate will have expertise in Anti-Money Laundering (AML) sanctions and compliance.This exciting opportunity offers a remote working arrangement, allowing the selected individual to work from anywhere...

We are seeking an Insurance Tax Compliance Professional to join our team at Sovos Compliance. In this role, you will be responsible for preparing and filing IPT returns for clients, ensuring accuracy and timeliness.The successful candidate will possess strong analytical skills, attention to detail, and the ability to work independently in a fast-paced...

Job Overview:The Compliance Manager will assist with managing a small team and will be 4 days in the office.Main Responsibilities:Ensure adherence to all applicable regulatory obligations by maintaining and enhancing the Compliance Monitoring Programme.Review and implement Compliance policies and procedures, including reconciliation of regulatory reporting...

Key Responsibilities:A highly skilled and dedicated Compliance Officer is required to handle a broad range of compliance, conflicts, and Anti-Money Laundering (AML) issues.Advise secretaries, fee earners, and partners on best practice in relation to client matters opening procedures.Carry out ad hoc tasks and projects which may arise within the team to...

Job SummaryWe are seeking a highly skilled and experienced Senior Compliance Monitoring Specialist to join our team at Compliance Recruitment Solutions. The ideal candidate will have a strong background in compliance monitoring, with a minimum of 2 years' experience in a Wealth Management or Retail Financial Advice firm.About the RoleThe Senior Compliance...

Job Title: Compliance Director - Control RoomThe estimated salary for this role is £130,000 per annum.About Us:We are Compliance Professionals looking to establish a control room in the UK.Job Overview:Build Control Room Team: Establish and lead the Control Room function, building a team from scratch.Policies and Procedures: Develop and implement robust...

**Role Summary:**We are seeking a highly motivated Trade and Investment Associate to join our team at Randstad Financial & Professional. The successful candidate will play a critical role in managing client relationships, executing trades, and contributing to the firm's revenue growth.**Key Responsibilities:**Client Management:  Build and maintain strong...