Senior Compliance Advisor for Regulated Lending

1 month ago


London, Greater London, United Kingdom Eximius Finance Full time

Company Overview

Eximius Finance is a leading provider of financial services, committed to delivering exceptional customer experiences while maintaining the highest standards of regulatory compliance.

Salary

The successful candidate can expect a highly competitive salary of £80,000 - £110,000 per annum, depending on experience.

Job Description

As a Senior Compliance Advisor for Regulated Lending, you will play a critical role in providing accurate and timely regulatory compliance advice to our Private Client business. Your expertise will be essential in ensuring that we maintain a strong track record of compliance with FCA rules and guidance applicable to secured lending, as well as PRA BTL lending regulation.

You will work closely with our Private Banking teams to identify potential regulatory risks and ensure that they are managed promptly and effectively. Your ability to think clearly and apply technical regulatory knowledge to commercial demands will be invaluable in this role.

Required Skills and Qualifications

  • A minimum of 3 years' compliance advisory experience, ideally with a background in regulated lending.
  • Strong working knowledge of FCA regulation, including MCOB, CONC, Consumer Duty, and PRA BTL lending regulation.
  • Ability to communicate complex regulatory concepts in a clear and concise manner.
  • Adept at tracking changes in market, products, legislation, and regulation relevant to our business areas.

Benefits

  • Opportunities for professional growth and development.
  • A dynamic and supportive work environment.
  • A comprehensive benefits package, including pension scheme, life insurance, and private health insurance.

Others


  • Home Lending Advisor

    1 month ago


    London, Greater London, United Kingdom Just Mortgages Full time

    Home Lending Advisor OpportunityJust Mortgages is seeking a skilled Home Lending Advisor to join our team. In this role, you will be responsible for guiding clients through the mortgage process, from initial consultation to application completion.You will need to have a thorough knowledge of mortgage products and regulations, as well as excellent...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    About the JobAJ FOX COMPLIANCE is seeking an experienced AML and Conflicts Advisor to join their team in London. The successful candidate will have strong analytical and interpersonal skills, with a keen eye for detail and proficiency in Microsoft Office. Key responsibilities include assessing CDD information relative to new and existing clients/matters,...


  • London, Greater London, United Kingdom Graff Search Full time

    Opportunity OverviewJoin our Graff Search team as a Lending Compliance Specialist and take advantage of an exciting opportunity to work in a dynamic, collaborative environment.In this role, you will be responsible for reviewing and drafting documents related to lending, collaborating with colleagues, and advising on regulatory matters.Main Tasks and...


  • London, Greater London, United Kingdom Eximius Law Full time

    Corporate Lending Counsel Role:We are seeking a seasoned Corporate Lending Counsel to join our team at Eximius Law. As a critical member of our Fund Finance Desk, you will be responsible for providing expert legal advice on corporate lending transactions, ensuring compliance with relevant laws and regulations.Key Responsibilities:Counseling and Advice:...


  • London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We're seeking a highly experienced Senior Governance and Compliance Advisor to join our team at AJ FOX COMPLIANCE. As a key member of our governance function, you'll play a critical role in ensuring our business operates with the highest standards of ethics and compliance.Your expertise in governance and compliance will be invaluable in helping us navigate...


  • London, Greater London, United Kingdom Barclays Full time

    As a Consumer Credit Lawyer AVP at Barclays, you will be part of the Unsecured Regulated Lending team that provides legal expertise to support all aspects of the bank's lending product offerings.The role requires acting as a trusted advisor to business stakeholders, providing expert legal advice on financial services lending and payment products. This...


  • London, Greater London, United Kingdom Chamberlain Career Management Full time

    Job Title: Senior Property Lending ManagerChamberlain Career Management is seeking a highly skilled Senior Property Lending Manager to join our Commercial Lending division.About the Role:This senior role involves originating, delivering, and managing development finance transactions and clients, with a focus on delivering development finance budget.Key...


  • London, Greater London, United Kingdom Eximius Finance Full time

    About the RoleWe are seeking an experienced Regulatory Expert to join our team as a Senior Advisor for Financial Compliance. In this role, you will provide expert guidance on regulatory matters, ensuring adherence to FCA regulations, particularly MCOB, CONC, Consumer Duty, and PRA BTL lending regulation.Key ResponsibilitiesProvide strategic advice on...

  • Lending Advisor

    3 weeks ago


    London, Greater London, United Kingdom Premier Jobs UK Full time

    Premier Jobs UK is pleased to offer a rewarding career opportunity for a skilled Mortgage Advisor to join our team in London. With an estimated salary of £50,000 - £70,000 per annum, this role offers a competitive compensation package and ample opportunities for career advancement.As a key member of our team, you will be responsible for advising clients on...


  • London, Greater London, United Kingdom Fintelligent Search Full time

    We are seeking a Lending Compliance Officer to join our team in Central London and provide independent and objective assurance to enhance the BTL process. This dynamic role offers a competitive salary of £47,500 per annum, plus a yearly bonus of up to £5,000.As a Lending Compliance Officer, you will be responsible for making lending decisions in line with...

  • Compliance Officer

    2 weeks ago


    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    We are seeking an experienced Compliance Officer to join our client, a mid-sized firm of Chartered Accountants. In this role, you will be responsible for managing all ICAEW requirements and ensuring internal processes and controls align with regulations and practice assurance obligations.Key responsibilities include:Managing Anti-Money Laundering reviews and...


  • London, Greater London, United Kingdom Premier Jobs UK Full time

    The Perfect CandidateWe're seeking a highly skilled Mortgage Advisor to join our team in Oxfordshire. If you have experience in residential lending and are passionate about delivering exceptional customer service, we want to hear from you. As a Mortgage Advisor, you will be responsible for building strong relationships with clients and providing tailored...


  • London, Greater London, United Kingdom 11037 Citibank, N.A. United Kingdom Full time

    EMEA Lending Strategy ManagerCitibank, N.A. United Kingdom is seeking a highly experienced lending strategy manager to lead the lending advisory team in EMEA. The successful candidate will be responsible for developing and executing the lending strategy, managing a team of lending advisors, and representing the business in senior forums.About the...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Financial Conduct Authority AdvisorEstimated Salary: £65,000 - £85,000 per annum.About the Role:We are seeking a highly experienced Financial Conduct Authority Advisor to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for providing advice on regulatory matters related to our...


  • London, Greater London, United Kingdom Dnevo Partners Ltd Full time

    Senior Lending SpecialistWe are seeking a highly experienced Senior Lending Specialist to join our team at Dnevo Partners Ltd. As a key member of our Commercial Real Estate team, you will be responsible for managing credit risk and ensuring compliance with the Bank's credit policies.You will work closely with the Front Office to develop and implement...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Analyst Job DescriptionWe are seeking a Compliance Analyst to join our team in London. The successful candidate will be responsible for monitoring and reporting on compliance-related matters, including BEST execution outlier monitoring and improvements.Estimated salary: £55,000 - £75,000 per annum.Key ResponsibilitiesBEST Execution Outlier...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Senior Compliance DirectorEstimated Salary: £100,000 - £120,000 per annumAbout the RoleAs a Senior Compliance Director at Compliance Professionals, you will be responsible for leading our global compliance team and ensuring we maintain the highest standards of regulatory compliance.The successful candidate will have extensive experience in...


  • London, Greater London, United Kingdom Job Switch Ltd Full time

    We are seeking a Senior Building Regulations Advisor to join our team at Job Switch Ltd.The ideal candidate will have a strong understanding of building regulations and be able to provide expert advice to clients.Job Description:Our company is looking for an experienced professional to advise on building control matters. The role involves dealing with...


  • London, Greater London, United Kingdom People Group Limited Full time

    Senior Building Safety AdvisorA dynamic construction consultancy in London is seeking a senior Building Safety Advisor to join their team. As a key member of the team, you will provide expert advice on Building Safety Act & Building Regulations, ensuring that all projects and works are carried out in accordance with the new safety act.About the RoleYou will...


  • London, Greater London, United Kingdom MW Recruitment Limited Full time

    MW Recruitment Limited is seeking an experienced Lending Operations Manager to join our team. As a key member of our team, you will play a critical role in ensuring that our lending practices are executed in compliance with regulatory requirements.The successful candidate will be responsible for managing a Quality Assurance team to identify and mitigate...