Compliance Lead for Eximius Finance

3 weeks ago


London, Greater London, United Kingdom Eximius Finance Full time

About the Role

We are seeking an experienced Regulatory Expert to join our team as a Senior Advisor for Financial Compliance. In this role, you will provide expert guidance on regulatory matters, ensuring adherence to FCA regulations, particularly MCOB, CONC, Consumer Duty, and PRA BTL lending regulation.

Key Responsibilities

  • Provide strategic advice on regulatory compliance and risk management
  • Develop and implement effective compliance programs to meet business objectives
  • Collaborate with cross-functional teams to ensure regulatory requirements are met
  • Analyze complex regulatory issues and provide recommendations for resolution

Skills and Qualifications

To be successful in this role, you will need:

  • A minimum of 5 years' experience in regulated lending, preferably with a background in compliance advisory
  • In-depth knowledge of FCA regulation, specifically MCOB, CONC, Consumer Duty, and PRA BTL lending regulation
  • Familiarity with retail lending products for consumers, with experience working with private banking clients an asset

About Us

At Eximius Finance, we are committed to delivering exceptional customer experiences and regulatory compliance. Our team of experts works tirelessly to ensure that our customers receive the best possible service while maintaining the highest standards of regulatory compliance.



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