Global Compliance Expert for Private Equity Firm
4 weeks ago
JW Michaels & Co. is seeking a seasoned Global Compliance Expert to join their team in a prominent global private equity firm.
- This role requires 7+ years of experience in financial services, PE, and FCA compliance, with knowledge of the SEC being an advantage.
About the Role
The successful candidate will report directly to the General Counsel (GC) and Chief Compliance Officer (CCO), who are based in the U.S. The primary responsibilities will include providing expert advice on regulatory and operational matters, as well as internal policies.
- Key duties will involve managing the periodic review and maintenance of Compliance and Operations policies, procedures, and risk assessments, while also providing specialized training as needed.
- The individual will work closely with the CCO on policy maintenance and regulatory initiatives, acting as the principal liaison officer for relevant regulatory authorities, including the UK Financial Conduct Authority (FCA).
Compensation and Benefits
We offer an estimated salary range of $120,000 - $180,000 per annum, commensurate with experience, along with a comprehensive benefits package.
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