Director of Asset Reconciliation

2 days ago

Basildon, Essex, United Kingdom SS&C Technologies Full time
Job Title: Director of Asset Reconciliation

SS&C Technologies is seeking a highly skilled Director of Asset Reconciliation to join our team. As a key member of our CASS Office leadership team, you will be responsible for overseeing the Wealth reconciliation processes in alignment with the Client Asset Sourcebook (CASS) regulations.

Key Responsibilities:
  • Ensure that all reconciliation activities comply with CASS regulations and industry best practices.
  • Develop and implement strategies to maintain adherence to regulatory requirements and company policies.
  • Regularly review and update reconciliation procedures and controls to ensure they meet current regulatory standards.
Requirements:
  • Compliance and Oversight:
    • Ensure that all reconciliation activities comply with CASS regulations and industry best practices.
    • Develop and implement strategies to maintain adherence to regulatory requirements and company policies.
    • Regularly review and update reconciliation procedures and controls to ensure they meet current regulatory standards.
  • Team Leadership:
    • Lead, mentor, and manage a team of reconciliation specialists, fostering a collaborative and high-performance environment.
    • Provide training and support to team members on CASS requirements, reconciliation processes, and best practices.
  • Process Improvement:
    • Identify opportunities for process enhancements and implement changes to increase efficiency and accuracy in reconciliation activities.
  • Stakeholder Management:
    • Collaborate with internal departments, including compliance, finance, and operations, to ensure effective communication and resolution of reconciliation issues.
    • Serve as the primary point of contact for clients in relation to CASS and reconciliations.
    • Serve as the primary point of contact for external auditors and regulatory bodies during audits and reviews.
  • Risk Management:
    • Identify and mitigate risks related to CASS 6 & 7 reconciliation, ensuring that any discrepancies are promptly investigated and resolved.
    • Develop and maintain risk management frameworks related to reconciliation processes.
  • Reporting and Documentation:
    • Prepare and present regular reports on reconciliation status, compliance, and performance metrics to senior management and clients.
    • Maintain accurate and comprehensive documentation of reconciliation activities, procedures, and compliance efforts.

We encourage applications from people of all backgrounds and particularly welcome applications from under-represented groups, to enable us to bring a diversity of perspectives to our thinking and conversation. It's essential to us that we strive to have a diverse workforce in the widest sense.

All offers of employment at SS&C are subject to background verification checks, including 5-year employment history, proof of eligibility to work in the hiring location, proof of address, credit check, and criminal record check (where permitted by local law). The accuracy of all information you submit as part of your application is vital and may be used as part of the background-checking process should you be successful.

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