Director of Wealth Reconciliations

4 days ago

Basildon, Essex, United Kingdom SS&C Technologies Full time
Job Title: Director of Wealth Reconciliations

SS&C Technologies is seeking a highly skilled Director of Wealth Reconciliations to join our team. As a key member of our CASS Office leadership team, you will be responsible for overseeing the Wealth reconciliation processes in alignment with the Client Asset Sourcebook (CASS) regulations.

Key Responsibilities:
  • Ensure that all reconciliation activities comply with CASS regulations and industry best practices.
  • Develop and implement strategies to maintain adherence to regulatory requirements and company policies.
  • Regularly review and update reconciliation procedures and controls to ensure they meet current regulatory standards.
Requirements:
  • Compliance and Oversight:
    • Ensure that all reconciliation activities comply with CASS regulations and industry best practices.
    • Develop and implement strategies to maintain adherence to regulatory requirements and company policies.
    • Regularly review and update reconciliation procedures and controls to ensure they meet current regulatory standards.
  • Team Leadership:
    • Lead, mentor, and manage a team of reconciliation specialists, fostering a collaborative and high-performance environment.
    • Provide training and support to team members on CASS requirements, reconciliation processes, and best practices.
  • Process Improvement:
    • Identify opportunities for process enhancements and implement changes to increase efficiency and accuracy in reconciliation activities.
  • Stakeholder Management:
    • Collaborate with internal departments, including compliance, finance, and operations, to ensure effective communication and resolution of reconciliation issues.
    • Serve as the primary point of contact for clients in relation to CASS and reconciliations.
    • Serve as the primary point of contact for external auditors and regulatory bodies during audits and reviews.
  • Risk Management:
    • Identify and mitigate risks related to CASS 6 & 7 reconciliation, ensuring that any discrepancies are promptly investigated and resolved.
    • Develop and maintain risk management frameworks related to reconciliation processes.
  • Reporting and Documentation:
    • Prepare and present regular reports on reconciliation status, compliance, and performance metrics to senior management and clients.
    • Maintain accurate and comprehensive documentation of reconciliation activities, procedures, and compliance efforts.

SS&C Technologies is a global provider of investment, financial services, and software for the financial services and healthcare industries. We are committed to delivering high-quality services and solutions to our clients. If you are a motivated and experienced professional looking for a new challenge, we encourage you to apply for this exciting opportunity.

We are an equal opportunities employer and welcome applications from diverse candidates.

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