Current jobs related to Compliance Expert - London, Greater London - Javelin Global Commodities

  • Compliance Expert

    4 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Compliance Consultant RoleOur client, a leading Compliance Consulting Firm, is seeking an experienced Compliance practitioner to join their team. As a Compliance Consultant, you will be responsible for providing strategic compliance advice to clients and ensuring they meet regulatory requirements.Key Responsibilities:Act as the primary compliance resource...

  • Compliance Expert

    4 weeks ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Compliance Consultant RoleOur client, a leading Compliance Consulting Firm, is seeking an experienced Compliance practitioner to join their team. As a Compliance Consultant, you will be responsible for providing strategic compliance advice to clients and ensuring they meet regulatory requirements.Key Responsibilities:Act as the primary compliance resource...

  • Senior AML Compliance Expert

    3 weeks ago

    London, Greater London, United Kingdom AJ Fox Compliance Full time

    Job DescriptionWe are seeking an experienced Senior AML Advisor to join our expert team at AJ Fox Compliance in London. This is an exciting opportunity for professionals with a strong background in regulatory compliance, AML and financial crime risk management.We're looking for someone with at least three years of experience in financial crime within the...

  • Compliance Expert

    2 months ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Compliance Consultant RoleWe are seeking an experienced Compliance Consultant to join our team at Compliance Recruitment Solutions. As a Compliance Consultant, you will be responsible for providing strategic compliance advice to our clients, including Asset Managers, Private Wealth Managers & Private Equity Boutiques.Key Responsibilities:Act as the primary...

  • Compliance Expert

    2 months ago

    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    Compliance Consultant RoleWe are seeking an experienced Compliance Consultant to join our team at Compliance Recruitment Solutions. As a Compliance Consultant, you will be responsible for providing strategic compliance advice to our clients, including Asset Managers, Private Wealth Managers & Private Equity Boutiques.Key Responsibilities:Act as the primary...

  • Senior AML Compliance Expert

    4 weeks ago

    London, Greater London, United Kingdom AJ Fox Compliance Full time

    Job OpportunityWe are seeking a highly skilled Senior AML Advisor to join our team at AJ Fox Compliance in London. This role offers a unique opportunity for professionals with a strong background in regulatory compliance, AML, and financial crime risk management to contribute to the success of our organization.The ideal candidate will have at least three...

  • Senior AML Compliance Expert

    4 weeks ago

    London, Greater London, United Kingdom AJ Fox Compliance Full time

    Job OpportunityWe are seeking a highly skilled Senior AML Advisor to join our team at AJ Fox Compliance in London. This role offers a unique opportunity for professionals with a strong background in regulatory compliance, AML, and financial crime risk management to contribute to the success of our organization.The ideal candidate will have at least three...

  • Senior AML Compliance Expert

    4 weeks ago

    London, Greater London, United Kingdom AJ Fox Compliance Full time

    Job OpportunityWe are seeking a highly skilled Senior AML Advisor to join our team at AJ Fox Compliance in London. This role offers a unique opportunity for professionals with a strong background in regulatory compliance, AML, and financial crime risk management to contribute to the success of our organization.The ideal candidate will have at least three...

  • Senior AML Compliance Expert

    4 weeks ago

    London, Greater London, United Kingdom AJ Fox Compliance Full time

    Job OpportunityWe are seeking a highly skilled Senior AML Advisor to join our team at AJ Fox Compliance in London. This role offers a unique opportunity for professionals with a strong background in regulatory compliance, AML, and financial crime risk management to contribute to the success of our organization.The ideal candidate will have at least three...

  • Strategic Compliance Officer

    9 hours ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job OverviewAJ FOX COMPLIANCE, a leading International Law Firm, is seeking an experienced Strategic Compliance Officer to join their Risk and Compliance team.The role involves providing expert guidance on regulatory risk and compliance matters, including conflicts and anti-money laundering (AML), to support senior management in managing professional risks...

  • Compliance Operations Manager

    1 week ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Description: Compliance ManagerCompany Overview: Compliance Professionals is an international market maker specialising in FX and commodities that provides liquidity across various exchanges and trading platforms.Job Summary: We are looking for a Compliance Manager to play a crucial role in ensuring adherence to regulatory requirements and providing...

  • Compliance Officer

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Role:Compliance Professionals is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for assisting with the management of our compliance monitoring program and ensuring adherence to all applicable regulatory obligations.Responsibilities:Consideration of all...

  • Compliance Director

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Director Role OverviewWe are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for identifying and reviewing regulatory developments and changes, assessing their impact on our business and products, and implementing remedies to promote better...

  • Compliance Officer

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring and Regulatory ComplianceWe are seeking an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in regulatory compliance and experience in managing a small team.Key Responsibilities:Monitor and review all relevant statutory and regulatory provisions, including...

  • Compliance Manager

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager RoleWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that compliance related directives, policies, and procedures remain up to date.Key Responsibilities:Assist with ensuring that compliance related directives, policies, and procedures...

  • Compliance Manager

    9 hours ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    About the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...

  • Compliance Officer

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Job DescriptionOur client, a boutique investment and trading firm, is seeking a skilled Compliance Officer to join their team. As a key member of the Compliance Professionals team, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management culture.Key...

  • Compliance Officer

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Job DescriptionOur client, a boutique investment and trading firm, is seeking a skilled Compliance Officer to join their team. As a key member of the Compliance Professionals team, you will play a critical role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management culture.Key...

  • Head of Compliance and Risk Management

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance and Risk Management ExpertWe are seeking a highly skilled Compliance and Risk Management expert to join our team at Compliance Professionals. The ideal candidate will have a strong understanding of relevant UK regulatory requirements and experience in areas of compliance and holding SMF16 and SMF17 or substantial experience operating at a deputy...

  • Head of Compliance and Risk Management

    4 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance and Risk Management ExpertWe are seeking a highly skilled Compliance and Risk Management expert to join our team at Compliance Professionals. The ideal candidate will have a strong understanding of relevant UK regulatory requirements and experience in areas of compliance and holding SMF16 and SMF17 or substantial experience operating at a deputy...

Compliance Expert

2 months ago

London, Greater London, United Kingdom Javelin Global Commodities Full time
{"title": "Compliance Expert", "content": "About Javelin Global Commodities

Javelin Global Commodities is a leading global commodities marketing, trading, logistics services and investment firm with a presence in multiple continents and countries.

We take pride in our values, global reach, ability to contribute and strong work ethic. Our success over the years has been built through our guiding principles and values of customer service, creativity, transparency, integrity, and responsibility.

The Role

This is an exciting opportunity to join our growing business as a senior compliance expert to ensure our company and employees adhere to all regulatory requirements, internal policies and procedures.

In this role, you will be responsible for compliance monitoring activities across all areas of our business in addition to providing guidance on global compliance requirements related to new products and services with a strong focus on physical commodities.

You will report to the General Counsel and will work very closely with key internal stakeholders such as the CEO, CFO, COO and Chief of Staff.

Key Responsibilities
  • Assess new products and activities to identify possible compliance risks, with a strong focus on physical commodities.
  • Develop and implement compliance policies and procedures.
  • Conduct regular compliance risk assessments and audits, identifying areas for improvement, recommending necessary changes and implementation of enhanced compliance processes.
  • Direct, hands-on responsibility for day-to-day compliance functions and processes with a willingness to cover a broad spectrum of compliance matters across all levels, including tasks that may be outside of your usual scope of work.
  • Oversight of compliance policies, controls and processes to prevent and manage compliance-related issues.
  • Collaborate with Legal and HR departments to ensure enforcement of compliance standards.
  • Ensure effective communication and training of compliance matters across all levels of the company.
  • Prepare reports for senior management and external regulatory bodies as appropriate.
  • Keep abreast of regulatory developments and industry best practices related to physical and financial commodities trading.
Requirements
  • Proven experience in commodities and financial compliance advisory.
  • In-depth knowledge of physical and financial commodities trading and associated regulations and market practices.
  • Ability to lead compliance initiatives and drive a strong culture of compliance through active engagement with all stakeholders.
  • Excellent attention to detail and strong analytical skills required for interpreting and implementing regulatory requirements.
  • Excellent communication and interpersonal skills to engage with stakeholders at all levels.
  • Ability to manage and prioritise workload and judge priority and urgency of requests and issues.
Benefits
  • Annual discretionary bonus
  • 25 days holiday
  • Company pension scheme (10% company contribution)
  • Private medical scheme with a range of additional wellbeing benefits
  • Travel insurance
  • Income protection
  • Life assurance (5x salary)
  • Bike2Work scheme including secure onsite storage and showers
  • Season ticket loan
  • Onsite top of the range gym
  • Social environment with an onsite breakout area with a golf simulator, darts board and foosball table.
", "lang_code": "en-US"}