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Compliance Officer

2 months ago

Loughborough, Leicestershire, United Kingdom AJ FOX COMPLIANCE Full time
Job Opportunity: Compliance Officer

We are seeking a highly skilled Compliance Officer to join our dynamic team at AJ Fox Compliance. This role is based in Loughborough and offers hybrid flexibility for the right candidate.

The ideal candidate will possess strong written and communication skills, with a good understanding of CQS, Lexcel, and SRA Regulations. Proven experience in compliance within the legal sector is highly desirable.

Key Responsibilities:
  • Client Guidance: Provide expert guidance to clients on acquiring and maintaining Legal Aid Contracts, ensuring compliance with quality standards, audit preparations, and post-audit checks.
  • Audit Review: Assess audit reports and identify areas for improvement to enhance our compliance processes.
  • Compliance Review: Review Client Care Letters and Terms & Conditions for compliance with the SRA, SQM/Lexcel/CQS, Legal Aid Agency, and relevant legislation, including the UK GDPR.
  • Compliance Updates: Identify and implement firm and compliance-based updates required to maintain our high standards.
  • Regulatory Compliance: Review websites of SRA-regulated law firms to ensure compliance with the SRA Transparency Rules and other regulations, including Companies House requirements and the UK GDPR.
  • Application Preparation: Prepare and submit SRA applications in a timely and efficient manner.
  • Regulatory Liaison: Liaise with the SRA in advance of and following the submission of applications to ensure smooth progression of matters.
  • Team Support: Support the team in developing Junior Compliance Officers to ensure a smooth transition of knowledge and skills.

If you are a motivated and experienced Compliance Officer looking for a new challenge, please submit your CV to be considered for this exciting opportunity.