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CASS Manager
2 months ago
CASS Manager is a key role within the Finance Department at CMC Markets, responsible for leading the Client Asset Management Team. The successful candidate will have a deep understanding of the Financial Conduct Authority (FCA) Client Asset Money regime (CASS) and similar regulations imposed by other regulators.
Key Responsibilities:- Manage the Client Asset Team in the UK, providing services to Group entities in other jurisdictions.
- Ensure the firm is in compliance with CASS and similar regulations, working closely with the Compliance, Business Intelligence, and Operations teams.
- Assist in the day-to-day management of client assets throughout the group.
- Support the annual CASS audit, liaising with the auditor and managing the audit process.
- Interpret CASS requirements for new investment products and services, working with the Compliance team.
- Identify and implement process improvements, ensuring robust CASS controls are in place.
- Horizon scan for future changes to regulation impacting client money and assets.
- Report and analyze daily client asset activity, preparing monthly qualitative and quantitative board updates.
- Manage client money accounts and counterparty exposures, in line with policy.
- Prepare and maintain CASS policies, dealing with client asset queries from within the group.
- Assist in generating and maintaining Client Money Asset Returns (CMAR) reporting.
- Work with other teams to ensure their processes impact client money are adequate and effective.
- Assist in the annual external Client Money Audits.
- Deep understanding of CASS rules, specifically CASS 6, 7, and 8.
- Experience managing a team and developing team members.
- Prior working experience in a CASS function at an investment management firm.
- Good working knowledge of financial markets and related products, ability to identify, analyze, and resolve complex issues.
- Demonstrate a good working knowledge of operational cash management and reconciliations.
- IT competent, particularly MS Office (Advanced Excel and Word).
- Strong attention to detail, ability to work independently and within a team environment.
- Confident communicator, good understanding of accounting and reconciliations.
- Autorek user/implementation experience desired.
CMC Markets is an equal opportunities employer, committed to creating a diverse and inclusive workplace. We value differences and unique perspectives, seeking them out and inviting them in, because we know it will lead to better outcomes for everyone.
