Financial Compliance Oversight Manager
4 weeks ago
Company Overview:
CRS is an emerging financial institution with ambitious growth targets. We pride ourselves on fostering a diverse and inclusive environment, seeking innovative individuals who can collaborate effectively across various teams.
This position offers a hybrid work model, requiring three days a week in the office, complemented by a competitive compensation package.
Role Summary:
As the Financial Compliance Oversight Manager, you will play a crucial role in ensuring adherence to existing and upcoming financial crime regulations. Your team will be tasked with upholding the effectiveness of the Financial Crime Policy, Customer Due Diligence Procedures, and related protocols, while providing essential support and guidance to various departments to help them meet their objectives within the established risk framework.
Key Responsibilities:
- Lead the execution of the Financial Crime Compliance Monitoring Strategy and conduct proactive regulatory assessments.
- Collaborate with the Financial Crime Manager to implement the Monitoring Strategy by developing testing protocols, conducting evaluations, and preparing reports on compliance reviews.
- Identify and recommend solutions for underlying issues and highlight opportunities for process enhancements through monitoring activities.
- Oversee the tracking of review actions and provide regular updates on progress to the Financial Crime Manager.
- Ensure compliance with regulatory standards across various financial crime domains, perform timely assessments, and assist in guiding the business on regulatory updates and changes.
- Support the Financial Crime Manager in drafting and updating documentation related to the monitoring systems and Financial Crime Policies and Procedures.
- Contribute to the delivery of Financial Crime Training programs for staff across the organization.
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