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Compliance and Risk Oversight Manager

2 months ago

London, Greater London, United Kingdom InterQuest Group Full time
Position Overview

Compliance and Risk Oversight Manager (Client Onboarding and Surveillance)

Financial Services - Remote

Role Summary

This position presents a unique opportunity to become a part of our organization as a Compliance and Risk Oversight Manager, concentrating on the onboarding of new clients and the ongoing surveillance of our client portfolio. You will be responsible for ensuring that client onboarding procedures adhere to regulatory requirements and align with our risk management framework.

This role offers significant flexibility with minimal travel requirements.

Key Responsibilities:

  • Client Evaluation: Execute comprehensive Know Your Business (KYB) assessments on new clients to verify compliance with regulatory mandates.
  • Risk Assessment Framework: Implement and enhance risk scoring frameworks to categorize client risks during the onboarding phase and continuous monitoring.
  • Regulatory Compliance: Conduct thorough due diligence on potential clients to ensure compliance with regulatory and organizational policies.
  • Continuous Surveillance: Periodically assess the client portfolio to identify and mitigate compliance risks, ensuring alignment with internal guidelines.
  • Performance Analysis: Monitor and evaluate key performance indicators (KPIs) related to compliance activities, initiating corrective measures as necessary.
  • Documentation: Generate comprehensive reports for senior leadership on client risk assessments, emphasizing any notable trends or issues.
  • Corrective Action Plans: Formulate and execute corrective action strategies for clients who fail to meet compliance standards, tracking their progress and reporting internally.

Required Skills and Experience:

  • Significant experience in risk oversight, compliance, or financial crime prevention.
  • In-depth knowledge of payment solutions and the electronic money industry, particularly regarding card processing.
  • Exceptional written and verbal communication abilities.
  • Strong organizational and time management skills, with a keen eye for detail.
  • Demonstrated capability to cultivate effective relationships across various levels and regions.

This role is designed for individuals who are passionate about compliance and risk management within the financial services sector.