Regulatory Compliance Oversight Manager

4 weeks ago

London, Greater London, United Kingdom Ntrinsic Consulting Full time

Position: Regulatory Compliance Oversight Manager

Join a leading firm in the Financial Services sector as a Regulatory Compliance Oversight Manager. This role is essential for ensuring adherence to internal standards and market conduct regulations, alongside safeguarding consumer rights. You will lead initiatives focused on advisory services and managing regulatory transformations.

  • Develop and implement comprehensive testing and oversight programs across various regulatory domains.
  • Engage collaboratively with compliance colleagues at a European level.
  • Exhibit in-depth knowledge of regulatory standards and conduct risk management.
  • Utilize your analytical skills to navigate challenges effectively and maintain composure under pressure.

As a Regulatory Compliance Oversight Manager, you will thrive in a flexible work environment, responding adeptly to evolving regulatory landscapes and industry innovations. Your contributions will be vital in identifying necessary adjustments to systems and controls to meet regulatory demands.

Essential Qualifications:

  • At least 3 years of experience in compliance, auditing, or risk management roles.
  • Solid grasp of regulatory frameworks including COBS, SYSC, PROD, among others.
  • Advanced proficiency in technology, particularly Excel.
  • Strong interpersonal skills to foster effective collaboration across departments.

Position Details:

Type: Permanent

Compensation: Competitive salary with performance-based bonuses and additional benefits

Work Arrangement: Hybrid model with a blend of onsite and remote work

If you are interested in this pivotal role as a Regulatory Compliance Oversight Manager, we encourage you to consider this opportunity.

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