EMEA Regulatory Compliance and Oversight Leader

4 weeks ago


London, Greater London, United Kingdom Northern Trust Corporation Full time

Become a part of Northern Trust:

Northern Trust is a reputable financial services provider with a legacy of over 130 years, dedicated to delivering innovative solutions to clients globally. We are in search of a skilled professional to join our Regulatory Risk & Oversight Office within Asset Servicing.

The EMEA Regulatory Risk Program & Portfolio Manager will play a pivotal role in managing regulatory risk remediation initiatives and working closely with various stakeholders to develop effective strategies. This position demands a candidate with significant expertise in regulatory risk management and a comprehensive understanding of the financial services sector.

Key Responsibilities:

  • Collaborating with international teams to resolve regulatory challenges
  • Offering expert advice on regulatory compliance matters
  • Driving projects aimed at enhancing departmental processes
  • Evaluating trends and escalating concerns as needed
  • Creating performance metrics for project oversight

The successful applicant should possess a strong background in financial services, project management, and regulatory frameworks. We seek a results-driven individual with outstanding communication and leadership capabilities.

This role presents an exceptional opportunity to contribute to a prestigious organization that is dedicated to positively impacting the communities it serves. If you are enthusiastic about regulatory risk management and eager to further your career, we invite you to consider this opportunity.



  • London, Greater London, United Kingdom Northern Trust Full time

    About Northern Trust:Northern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted provider of innovative financial services and guidance to the world's most successful individuals, families, and institutions.We pride ourselves on our enduring principles...


  • London, Greater London, United Kingdom Northern Trust Full time

    About Northern Trust:Northern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted provider of innovative financial services and guidance to the world's most successful individuals, families, and institutions.We pride ourselves on our enduring principles...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Position OverviewOur client, a prominent international commercial banking institution, is seeking a Lead Compliance Oversight Specialist to oversee the compliance framework within their operations.Key ResponsibilitiesCompliance Framework Management: Develop and maintain the policies and procedures that constitute the compliance framework.Regulatory Review:...


  • London, Greater London, United Kingdom Attribution Search Full time

    Job Title: EMEA Chief Compliance OfficerAttribution Search is seeking a highly skilled and experienced Compliance Professional to join our team as a Head of Trading Compliance, EMEA. This is a unique opportunity to work with a reputable multi-strategy hedge fund, driving the growth of our investment teams and ensuring regulatory compliance across the...


  • London, Greater London, United Kingdom Attribution Search Full time

    Job Title: EMEA Chief Compliance OfficerAttribution Search is seeking a highly skilled and experienced Compliance Professional to join our team as a Head of Trading Compliance, EMEA. This is a unique opportunity to work with a reputable multi-strategy hedge fund, driving the growth of our investment teams and ensuring regulatory compliance across the...


  • London, Greater London, United Kingdom Attribution Search Full time

    Job Title: EMEA Chief Compliance OfficerAttribution Search is seeking a highly skilled and experienced Compliance Professional to join our team as a Head of Trading Compliance, EMEA. This is a unique opportunity to work with a reputable multi-strategy hedge fund, driving the growth of our investment teams and ensuring compliance with regulatory...


  • London, Greater London, United Kingdom Attribution Search Full time

    Job Title: EMEA Chief Compliance OfficerAttribution Search is seeking a highly skilled and experienced Compliance Professional to join our team as a Head of Trading Compliance, EMEA. This is a unique opportunity to work with a reputable multi-strategy hedge fund, driving the growth of our investment teams and ensuring compliance with regulatory...


  • London, Greater London, United Kingdom Ntrinsic Consulting Full time

    Position: Regulatory Compliance Oversight ManagerJoin a leading firm in the Financial Services sector as a Regulatory Compliance Oversight Manager. This role is essential for ensuring adherence to internal standards and market conduct regulations, alongside safeguarding consumer rights. You will lead initiatives focused on advisory services and managing...


  • London, Greater London, United Kingdom Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a leading global financial institution that has been in continuous operation since 1889. As a Fortune 500 company, we are recognized for our expertise, integrity, and commitment to delivering innovative financial services to our clients.Job SummaryWe are seeking an experienced Regulatory Risk and Oversight Manager to...


  • London, Greater London, United Kingdom Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a leading global financial institution that has been in continuous operation since 1889. As a Fortune 500 company, we are recognized for our expertise, integrity, and commitment to delivering innovative financial services to our clients.Job SummaryWe are seeking an experienced Regulatory Risk and Oversight Manager to...


  • London, Greater London, United Kingdom Ntrinsic Consulting Full time

    Position: Regulatory Compliance Oversight ManagerJoin a leading firm in the Financial Services sector as a Regulatory Compliance Oversight Manager. This role is essential for ensuring adherence to internal and market conduct regulations, alongside safeguarding consumer rights. You will take charge of various advisory and regulatory transformation...


  • London, Greater London, United Kingdom twentyAI Full time

    twentyAI is collaborating with a prominent Investment Bank seeking an EMEA Regulatory Affairs Leader to concentrate on evaluating the implications of forthcoming and existing regulations across the EMEA region. The selected candidate will play a crucial role in deciphering regulatory frameworks and pinpointing any deficiencies within the policies. Key...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    ABOUT THE ORGANIZATION:Our client is a prominent investment-focused fund management entity, overseeing assets totaling over £18 billion. KEY RESPONSIBILITIES:Continuous assessment and improvement of the Compliance Monitoring Framework, including controls and oversight, collaborating with management and department heads on compliance measures.Daily...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    COMPANY OVERVIEW:Our organization is a dedicated, investment-focused fund management firm, overseeing assets totaling over £18 billion. KEY RESPONSIBILITIES:Continuous assessment and improvement of the Compliance Monitoring Framework, including controls and oversight, collaborating with management and department heads on compliance measures.Daily compliance...

  • Compliance Manager

    5 days ago


    London, Greater London, United Kingdom JH Partners (EMEA) Company Limited Full time

    About JH Partners (EMEA) Company LimitedWe are a leading firm in financial asset management, seeking a seasoned Compliance Manager to ensure all operations meet regulatory requirements and internal policies.Key Responsibilities:Compliance Oversight: Develop, implement, and manage compliance policies and procedures to ensure adherence to regulatory...

  • Compliance Manager

    5 days ago


    London, Greater London, United Kingdom JH Partners (EMEA) Company Limited Full time

    About JH Partners (EMEA) Company LimitedWe are a leading firm in financial asset management, seeking a seasoned Compliance Manager to ensure all operations meet regulatory requirements and internal policies.Key Responsibilities:Compliance Oversight: Develop, implement, and manage compliance policies and procedures to ensure adherence to regulatory...


  • London, Greater London, United Kingdom AWS EMEA SARL (UK Branch) - F93 Full time

    About the RoleWe are seeking an experienced leader to join our team at AWS EMEA SARL (UK Branch) - F93 as a Regulatory Industry Specialist - Regulatory Operations. This role will be responsible for leading our efforts to meet EU regulatory obligations and oversight expectations.Key ResponsibilitiesLead cross-functional teams to develop and implement...


  • London, Greater London, United Kingdom AWS EMEA SARL (UK Branch) - F93 Full time

    About the RoleWe are seeking an experienced leader to join our team at AWS EMEA SARL (UK Branch) - F93 as a Regulatory Industry Specialist - Regulatory Operations. This role will be responsible for leading our efforts to meet EU regulatory obligations and oversight expectations.Key ResponsibilitiesLead cross-functional teams to develop and implement...

  • Compliance Director

    6 days ago


    London, Greater London, United Kingdom One Ten Associates Full time

    Job Summary:One Ten Associates is seeking an experienced Chief Compliance Officer to join our team in a London-based Hedge Fund. The ideal candidate will have a strong background in compliance and regulatory oversight, with a focus on the Hedge Fund industry.Key Responsibilities:Develop and implement a comprehensive compliance program to ensure adherence to...


  • London, Greater London, United Kingdom Northern Trust Corporation Full time

    Become a part of Northern Trust: Northern Trust is a reputable financial organization with a legacy of over 130 years in delivering innovative financial solutions to clients globally. We are in search of a skilled professional to join our Regulatory Risk & Oversight Office within Asset Servicing. The EMEA Regulatory Risk Program & Portfolio Manager will play...