Regulatory Compliance Coordinator

3 weeks ago

London, Greater London, United Kingdom iFAST Global Bank Ltd Full time

The role of the Scheme Compliance Specialist is centered around ensuring that the bank's operational and technical frameworks align with scheme specifications, regulatory mandates, and industry standards.

Key duties of this position include performing thorough evaluations based on scheme guidelines to verify the bank's operations against established benchmarks, thereby ensuring adherence to industry regulations and compliance requirements. This position also entails the ongoing monitoring and validation of the bank's processing functions to confirm alignment with pertinent regulatory standards, as well as working in conjunction with internal teams to implement necessary corrective actions.

Moreover, the Scheme Compliance Specialist will play an active role in improving operational efficiency and scheme adherence within the bank. This involves pinpointing opportunities for enhancements in processes, procedures, and systems, and leading their execution. The role necessitates a comprehensive understanding of operational and technical prerequisites within schemes such as the Faster Payments Service (FPS) and CHAPS, along with providing guidance and training to internal teams to ensure thorough compliance with scheme protocols.

Maintaining meticulous records of compliance evaluations, findings, and action plans, preparing documentation and reports for both internal and external audits, and collaborating closely with cross-functional teams to promote a cohesive approach to scheme compliance and assurance are also critical components of this role.

Furthermore, the Scheme Compliance Specialist will remain informed about any modifications or updates to scheme requirements and ensure prompt adjustments to the bank's operational processes to uphold compliance. Identifying and evaluating potential risks related to scheme compliance and taking proactive steps to mitigate these risks are essential responsibilities as well.

In summary, the Scheme Compliance Specialist is pivotal in ensuring that the bank's operational processes are aligned with industry standards and regulatory expectations, with an emphasis on continuous enhancement, risk management, and collaboration across various internal departments.

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