Compliance Consultant
20 hours ago
Our client, a leading Compliance Consulting Firm, is seeking an experienced Compliance practitioner to join their growing team. As a Compliance Consultant, you will assist Compliance Directors with a portfolio of Advisor/Arranger clients, providing compliance advice and implementing regulatory change initiatives.
Key Responsibilities:- Supervise and mentor junior members of the AR Platform team
- Provide compliance advice and anticipate regulatory compliance needs of clients
- Set up compliance infrastructure for clients
- Implement regulatory change and improvement initiatives, including policy frameworks
- Provide technical opinions and respond to ad-hoc and routine regulatory queries
- Undertake compliance projects, monitoring reviews, and drafting compliance monitoring reports and presentations
- Assist in reviewing Financial Promotions
- Assist in developing client relationships
The successful candidate will have at least 4 years of compliance experience gained with a compliance consultancy, law firm, in-house Compliance team, or a regulator. A detailed knowledge of FCA regulations is required, as are good interpersonal skills and the ability to liaise with client staff at all levels.
This is an exceptional opportunity to join a highly regarded Compliance Consultancy in a role where you will work autonomously but as part of a collegiate and technically competent team. Promotional opportunities are extensive for those who regularly bring their A game and want to develop and grow their compliance knowledge and career.
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Compliance Consultant
3 days ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeCompliance Consultant RoleCompliance Recruitment Solutions is seeking an experienced Compliance Consultant to join their team. As a Compliance Consultant, you will be responsible for providing strategic compliance advice to clients and ensuring they meet regulatory requirements.Key Responsibilities:Act as the primary compliance resource for a portfolio of...
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Compliance Consultant
3 days ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeCompliance Consultant RoleCompliance Recruitment Solutions is seeking an experienced Compliance Consultant to join their team. As a Compliance Consultant, you will be responsible for providing strategic compliance advice to clients and ensuring they meet regulatory requirements.Key Responsibilities:Act as the primary compliance resource for a portfolio of...
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Compliance Officer
2 weeks ago
London, Greater London, United Kingdom Compliance Wise Full timeCompliance Wise is seeking a Compliance Officer to support our team in maintaining the highest compliance standards for our candidates. The ideal candidate will have a minimum of 6 months of experience in compliance or a similar role and proficiency in Microsoft Office Suite. Key responsibilities include thoroughly verifying candidate right to work...
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Regulatory Compliance Consultant
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCOMPANY OVERVIEW:Our client is a comprehensive investment brokerage firm with a global footprint and a robust culture of compliance, making it a desirable workplace.KEY RESPONSIBILITIES:Conduct reviews, audits, and investigations in response to requests from Exchanges and Regulatory authorities.Provide advisory services for FATCA and CRS compliance; engage...
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Regulatory Compliance Consultant
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCOMPANY OVERVIEW:Our client is a comprehensive investment brokerage firm with a global footprint and a robust culture of compliance, making it a desirable workplace.KEY RESPONSIBILITIES:Conduct reviews, audits, and investigations as requested by Exchanges and Regulatory authorities.Provide advisory services for FATCA and CRS compliance, along with various...
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Regulatory Compliance Consultant
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCOMPANY OVERVIEW:Our client is a comprehensive investment brokerage firm with a global footprint and a robust culture of compliance, making it a desirable workplace.KEY RESPONSIBILITIES:Conduct audits and investigations in response to requests from Exchanges and Regulatory authorities.Provide advisory services for FATCA and CRS compliance, along with various...
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Compliance Expert
4 days ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeCompliance Consultant RoleWe are seeking an experienced Compliance Consultant to join our team at Compliance Recruitment Solutions. As a Compliance Consultant, you will be responsible for providing strategic compliance advice to our clients, including Asset Managers, Private Wealth Managers & Private Equity Boutiques.Key Responsibilities:Act as the primary...
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Compliance Expert
4 days ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeCompliance Consultant RoleWe are seeking an experienced Compliance Consultant to join our team at Compliance Recruitment Solutions. As a Compliance Consultant, you will be responsible for providing strategic compliance advice to our clients, including Asset Managers, Private Wealth Managers & Private Equity Boutiques.Key Responsibilities:Act as the primary...
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Senior Compliance Consultant
1 week ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Consultant - Asset Management Expertise RequiredWe are seeking an experienced Senior Compliance Consultant to join our team, specializing in Asset Management. As a key member of our compliance team, you will be responsible for providing strategic compliance advice to our clients, including Asset Managers, Private Wealth Managers, and...
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Senior Compliance Consultant
1 week ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Consultant - Asset Management Expertise RequiredWe are seeking an experienced Senior Compliance Consultant to join our team, specializing in Asset Management. As a key member of our compliance team, you will be responsible for providing strategic compliance advice to our clients, including Asset Managers, Private Wealth Managers, and...
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Senior Compliance Consultant
2 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Consultant - Asset Management Expertise RequiredJob SummaryWe are seeking an experienced Compliance Consultant to join our team at Compliance Recruitment Solutions. As a Senior Compliance Consultant, you will be responsible for providing strategic compliance advice to our clients in the asset management industry.Key ResponsibilitiesAct as...
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Senior Compliance Consultant
2 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Consultant - Asset Management Expertise RequiredJob SummaryWe are seeking an experienced Compliance Consultant to join our team at Compliance Recruitment Solutions. As a Senior Compliance Consultant, you will be responsible for providing strategic compliance advice to our clients in the asset management industry.Key ResponsibilitiesAct as...
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Senior Compliance Consultant
3 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Consultant - Asset Management Expertise RequiredJob SummaryWe are seeking an experienced Compliance Professional to join our team as a Senior Compliance Consultant. The ideal candidate will have a strong background in asset management and a proven track record of providing strategic compliance advice to clients.Key ResponsibilitiesAct as...
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Senior Compliance Consultant
3 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Consultant - Asset Management Expertise RequiredJob SummaryWe are seeking an experienced Compliance Professional to join our team as a Senior Compliance Consultant. The ideal candidate will have a strong background in asset management and a proven track record of providing strategic compliance advice to clients.Key ResponsibilitiesAct as...
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Asset Management Compliance Consultant
3 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob Summary:We are seeking an experienced Compliance Professional to join our team at Compliance Recruitment Solutions. As a Senior Compliance Expert, you will be responsible for providing strategic compliance advice to our clients in the Asset Management industry.Key Responsibilities:Act as the primary compliance resource for a portfolio of clients,...
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Asset Management Compliance Consultant
3 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob Summary:We are seeking an experienced Compliance Professional to join our team at Compliance Recruitment Solutions. As a Senior Compliance Expert, you will be responsible for providing strategic compliance advice to our clients in the Asset Management industry.Key Responsibilities:Act as the primary compliance resource for a portfolio of clients,...
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Senior Compliance Consultant
17 hours ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Consultant - Asset Management Experience RequiredWe are seeking a highly experienced Senior Compliance Consultant to join our team. As a key member of our compliance team, you will be responsible for providing strategic compliance advice to our clients in the asset management industry.Key Responsibilities:Act as the primary compliance...
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Senior Compliance Consultant
19 hours ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Compliance Consultant - Asset Management Experience RequiredWe are seeking a highly experienced Senior Compliance Consultant to join our team. As a key member of our compliance team, you will be responsible for providing strategic compliance advice to our clients in the asset management industry.Key Responsibilities:Act as the primary compliance...
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Compliance Consultant
3 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob Summary:We are seeking an experienced Compliance Consultant to join our team at Compliance Recruitment Solutions. As a Compliance Consultant, you will assist Compliance Directors with a portfolio of Advisor/Arranger clients, providing compliance advice and implementing regulatory change initiatives.Key Responsibilities:Supervise and Mentor Junior Team...
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Compliance Consultant
3 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob Summary:We are seeking an experienced Compliance Consultant to join our team at Compliance Recruitment Solutions. As a Compliance Consultant, you will assist Compliance Directors with a portfolio of Advisor/Arranger clients, providing compliance advice and implementing regulatory change initiatives.Key Responsibilities:Supervise and Mentor Junior Team...