File Review Specialist

3 weeks ago


Bradford, Bradford, United Kingdom Meraki Talent Ltd Full time

Job Opportunity

Case Handler / File Review

About the Role

We are seeking a skilled professional to join our esteemed consultancy client, Meraki Talent Ltd, as a Case Handler / File Review consultant.

Key Responsibilities

  • Review and analyze suitability of advice files to ensure compliance with regulatory requirements.
  • Assess and evaluate investment products, stocks, and shares, and SIPPs to provide expert advice.
  • Collaborate with the team to deliver high-quality services to clients.

Requirements

  • Diploma Level 4 Qualification is essential (i.e. Diploma in Financial Advice and Diploma in Financial Planning).
  • Experience of general investment products, stocks, and shares, and SIPPs is preferable.
  • Strong suitability of advice file review experience is required.

Working Arrangements

  • First three weeks of training will be delivered full-time in the office.
  • Post-training, the role will involve 2-3 days per week in the office.


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