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File Review Specialist
2 months ago
Job Summary:
Meraki Talent Ltd is seeking a skilled Case Manager / File Review Specialist to join our esteemed consultancy client. As a Case Manager, you will be responsible for reviewing and analyzing financial advice files to ensure compliance with regulatory requirements.
Key Responsibilities:
- Review and analyze financial advice files to ensure suitability and compliance with regulatory requirements.
- Conduct thorough file reviews to identify potential issues and areas for improvement.
- Develop and implement strategies to improve file quality and reduce risk.
- Collaborate with cross-functional teams to ensure seamless delivery of services.
Requirements:
- Diploma Level 4 Qualification in Financial Advice and Financial Planning is essential.
- Experience in general investment products, stocks and shares, and SIPPs is preferable.
- Strong file review experience with a focus on suitability of advice.
Working Arrangements:
- Hybrid working arrangement with a mix of office and remote work.
- First three weeks of training delivered full-time in the office.
- 2-3 days per week post-training in the office.
