Compliance Officer

2 weeks ago


Boughton Street, Kent, United Kingdom Broadgate Full time

Job Summary

We are seeking a highly skilled Compliance Manager to join our team at Broadgate. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with regulatory requirements.

About the Role

This is a Compliance Policy role as part of a team giving critical advice to the company regarding regulatory changes and requirements. This is a fresh position with a well-known lender in the Mortgages space, with a particular focus on SMCR.

Key Responsibilities

  • Take the lead on regulatory compliance changes/requirements
  • Advise on, and review, internal policy/procedure
  • Manage SMCR applications
  • Communicate with stakeholders of all levels

Your Profile

  • Experience with policy reviews, reg compliance BAU tasks, within a Financial Services environment
  • Specialist in SMCR
  • Clear communicator, with good organisation skills

What We Offer

As a Compliance Manager at Broadgate, you will have the opportunity to work with a talented team of professionals and contribute to the success of our business. We offer a competitive salary and a range of benefits.



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