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Compliance Director

2 months ago

London, Greater London, United Kingdom Compliance Professionals Full time
Job Title: Head of Compliance & MLRO

We are seeking a highly skilled and experienced Head of Compliance & MLRO to join our team at Compliance Professionals. The successful candidate will be responsible for leading our Compliance and Financial Crime function, ensuring that our client, an international banking organisation, consistently operates within all relevant regulatory and statutory requirements.

Key Responsibilities:

  • Develop and maintain policies and procedures for AML/CTF
  • Conduct annual risk assessments and ensure compliance with AML staff training obligations
  • Be the point of contact with regulatory agencies on AML matters
  • Oversee the sanctions and transaction monitoring regime within the Bank
  • Develop and implement the Compliance Framework
  • Ensure regulatory returns are completed and submitted to the FCA/PRA/other Regulators
  • Manage the Financial Crime and Compliance function
  • Be an active member of the Executive Risk Committee

Requirements:

  • Experience in compliance and holding SMF16 and SMF17 or substantial experience operating at a deputy level
  • Ideal experience in a banking environment
  • Strong understanding of relevant UK regulatory requirements
  • Detailed understanding of financial services compliance

About Us:

Compliance Professionals is a leading provider of compliance services to the financial industry. We are committed to delivering high-quality solutions that meet the evolving needs of our clients.