Chief Compliance Officer
2 days ago
We are seeking a seasoned Chief Compliance Officer to join our team at cer Financial. As a key member of our organization, you will play a critical role in ensuring our cross-border transactions/payments business operates in compliance with regulatory requirements.
This is an exciting opportunity to work with a global business that is undergoing an FCA application process. You will be responsible for ensuring we have the necessary staff in place to meet regulatory obligations and support the growth of our UK-based business.
Key Responsibilities:- Lead the development and implementation of our compliance program, ensuring adherence to FCA regulations and industry standards.
- Collaborate with our payments team to ensure compliance with SWIFT and SEPA payment regulations.
- Provide guidance and support to our staff on compliance matters, ensuring they have the necessary knowledge and skills to perform their roles effectively.
- Develop and maintain relationships with the FCA, ensuring we are aware of and comply with all regulatory requirements.
- Conduct regular risk assessments to identify potential compliance risks and develop strategies to mitigate them.
Requirements:
- Relevant experience as a Chief Compliance Officer or Head of Compliance in the payments industry.
- Experience holding the SMF16 function.
- Strong knowledge of the FCA regulatory framework and ability to articulate this.
- Excellent communication and stakeholder management skills.
-
Chief Compliance Officer
1 week ago
London, Greater London, United Kingdom Compliance Wise Full timeJob Title: Chief Compliance OfficerWe are seeking a highly experienced and skilled Chief Compliance Officer to join our team at Compliance Wise. As a key member of our leadership team, you will be responsible for ensuring that our organization meets and maintains the highest standards in professional conduct and quality, and adheres to its legal and...
-
Chief Compliance Officer
2 weeks ago
London, United Kingdom Compliance Wise Full timePress Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Create Alert We are a leading international law and professional services firm providing legal, corporate and fiduciary services to global corporations, financial institutions, capital market participants and investment fund managers. With a global presence spanning...
-
Chief Compliance Officer
2 weeks ago
London, United Kingdom Compliance Wise Full timePress Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Create Alert We are a leading international law and professional services firm providing legal, corporate and fiduciary services to global corporations, financial institutions, capital market participants and investment fund managers. With a global presence spanning...
-
Compliance Officer
5 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an international bank based in the City. The firm offers comprehensive financial solutions, ensuring excellent service, reliable banking, and trusted expertise for customers **THE RESPONSIBILITIES**: - Performing Compliance Risk Assessments - Second line oversight of the Bank’s compliance with the applicable law,...
-
Chief Compliance Officer
1 week ago
London, Greater London, United Kingdom Compliance Wise Full timeJob SummaryWe are seeking a highly experienced and skilled Chief Compliance Officer to lead our global Compliance function. As a key member of our senior leadership team, you will be responsible for ensuring that our firm meets and maintains the highest standards in professional conduct and quality, and adheres to its legal and regulatory requirements.Key...
-
CHIEF COMPLIANCE OFFICER
2 weeks ago
London, United Kingdom Compliance Wise Full timePress Tab to Move to Skip to Content Link We are a leading international law and professional services firm providing legal, corporate and fiduciary services to global corporations, financial institutions, capital market participants and investment fund managers. With a global presence spanning the Americas, Europe, the Middle East and Asia, we advise on...
-
CHIEF COMPLIANCE OFFICER
2 weeks ago
London, United Kingdom Compliance Wise Full timePress Tab to Move to Skip to Content Link We are a leading international law and professional services firm providing legal, corporate and fiduciary services to global corporations, financial institutions, capital market participants and investment fund managers. With a global presence spanning the Americas, Europe, the Middle East and Asia, we advise on...
-
Chief Compliance Officer
4 weeks ago
London, United Kingdom One Ten Associates Full timeOne Ten Associates are partnering with two separate Hedge Funds, who are both seeking to hire an experienced Chief Compliance Officer to be based in their London HQ's. Both funds are UK headquartered and the role holder will be expected to be responsible for the overall Compliance programme. You'll be holding the SMF16/17 functions, as well as being...
-
Chief Compliance Officer
2 weeks ago
London, United Kingdom One Ten Associates Full timeOne Ten Associates are partnering with two separate Hedge Funds, who are both seeking to hire an experienced Chief Compliance Officer to be based in their London HQ's. Find out exactly what skills, experience, and qualifications you will need to succeed in this role before applying below.Both funds are UK headquartered and the role holder will be expected to...
-
Chief Compliance Officer
2 weeks ago
London, United Kingdom One Ten Associates Full timeOne Ten Associates are partnering with two separate Hedge Funds, who are both seeking to hire an experienced Chief Compliance Officer to be based in their London HQ's. Find out exactly what skills, experience, and qualifications you will need to succeed in this role before applying below.Both funds are UK headquartered and the role holder will be expected to...
-
Chief Compliance Officer
4 weeks ago
London, United Kingdom One Ten Associates Full timeOne Ten Associates are partnering with two separate Hedge Funds, who are both seeking to hire an experienced Chief Compliance Officer to be based in their London HQ's. Both funds are UK headquartered and the role holder will be expected to be responsible for the overall Compliance programme. You'll be holding the SMF16/17 functions, as well as being...
-
Chief Compliance Officer
4 weeks ago
London, United Kingdom One Ten Associates Full timeOne Ten Associates are partnering with two separate Hedge Funds, who are both seeking to hire an experienced Chief Compliance Officer to be based in their London HQ's. Both funds are UK headquartered and the role holder will be expected to be responsible for the overall Compliance programme. You'll be holding the SMF16/17 functions, as well as...
-
Chief Compliance Officer
2 weeks ago
London, United Kingdom One Ten Associates Full timeOne Ten Associates are partnering with two separate Hedge Funds, who are both seeking to hire an experienced Chief Compliance Officer to be based in their London HQ's. Both funds are UK headquartered and the role holder will be expected to be responsible for the overall Compliance programme. You'll be holding the SMF16/17 functions, as well as...
-
Chief Compliance Officer
7 days ago
London, United Kingdom One Ten Associates Full timeOne Ten Associates are partnering with two separate Hedge Funds, who are both seeking to hire an experienced Chief Compliance Officer to be based in their London HQ's. Remember to check your CV before applying Also, ensure you read through all the requirements related to this role.Both funds are UK headquartered and the role holder will be expected to be...
-
Chief Compliance Officer
1 week ago
London, United Kingdom One Ten Associates Full timeOne Ten Associates are partnering with two separate Hedge Funds, who are both seeking to hire an experienced Chief Compliance Officer to be based in their London HQ's. Remember to check your CV before applying Also, ensure you read through all the requirements related to this role.Both funds are UK headquartered and the role holder will be expected to be...
-
Chief Compliance Officer
2 weeks ago
London Area, United Kingdom One Ten Associates Full timeOne Ten Associates are partnering with two separate Hedge Funds, who are both seeking to hire an experienced Chief Compliance Officer to be based in their London HQ's. Both funds are UK headquartered and the role holder will be expected to be responsible for the overall Compliance programme. You'll be holding the SMF16/17 functions, as well as being...
-
Chief Compliance Officer
4 weeks ago
London Area, United Kingdom One Ten Associates Full timeOne Ten Associates are partnering with two separate Hedge Funds, who are both seeking to hire an experienced Chief Compliance Officer to be based in their London HQ's. Both funds are UK headquartered and the role holder will be expected to be responsible for the overall Compliance programme. You'll be holding the SMF16/17 functions, as well as being...
-
Chief Compliance Officer
4 weeks ago
London Area, United Kingdom One Ten Associates Full timeOne Ten Associates are partnering with two separate Hedge Funds, who are both seeking to hire an experienced Chief Compliance Officer to be based in their London HQ's. Both funds are UK headquartered and the role holder will be expected to be responsible for the overall Compliance programme. You'll be holding the SMF16/17 functions, as well as being...
-
Deputy Chief Compliance Officer
1 week ago
London, Greater London, United Kingdom Coopman Search and Selection | B Corp™ Full timeDeputy Chief Compliance Officer with a leading International Bank in LondonCoopman Search and Selection is delighted to partner with a leading wealth management firm headquartered in London. They are searching for a Deputy Chief Compliance Officer responsible for managing Anti-Money Laundering (AML) and Financial Crime Compliance of all their entities in the...
-
Deputy Chief Compliance Officer
1 week ago
London, Greater London, United Kingdom Coopman Search and Selection | B Corp™ Full timeDeputy Chief Compliance Officer with a leading International Bank in LondonCoopman Search and Selection is delighted to partner with a leading wealth management firm headquartered in London. They are searching for a Deputy Chief Compliance Officer responsible for managing Anti-Money Laundering (AML) and Financial Crime Compliance of all their entities in the...