Chief Compliance Officer
1 month ago
Are you a seasoned Compliance professional looking for a new challenge?
We are seeking a highly skilled and experienced Chief Compliance Officer to join our team at Kennedy Pearce Consulting.
About the Role:The successful candidate will be responsible for leading our Compliance function, ensuring that our business operations are in line with regulatory requirements.
Key Responsibilities:
- Develop and implement Compliance policies and procedures.
- Conduct regular Compliance risk assessments and monitoring.
- Liaise with regulatory bodies and ensure compliance with relevant laws and regulations.
- Collaborate with senior stakeholders to ensure Compliance is integrated into business decisions.
Requirements:
- At least 5+ years of Compliance experience in a financial services environment.
- Practical experience with Compliance monitoring, testing, and thematic reviews.
- Excellent communication and relationship-building skills.
- SMCR certification or working towards it.
We offer a competitive salary and benefits package, as well as opportunities for professional growth and development.
If you are a motivated and experienced Compliance professional looking for a new challenge, please apply today.
-
Chief Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Chief Compliance OfficerOur client, a leading international banking organization, is seeking a highly skilled Chief Compliance Officer to join their team on a permanent basis.Key Responsibilities:Ensure all managers fulfill their responsibilities and oversee the implementation of compliance policies and procedures.Develop and maintain policies and...
-
Chief Compliance Officer
1 month ago
City Of London, United Kingdom Wintermann Search Full timeJob Title: Chief Compliance OfficerWintermann Search is seeking a highly skilled Chief Compliance Officer to join our client, a European bank based in London. As a key member of the Executive Risk Committee, you will be responsible for ensuring the bank's compliance with regulatory requirements and maintaining a strong risk-based compliance monitoring...
-
Chief Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Wise Full timeJob Title: Chief Compliance OfficerWe are seeking a highly experienced Chief Compliance Officer to lead our global Compliance function. As a key member of our senior leadership team, you will be responsible for ensuring that our business meets and maintains the highest standards in professional conduct and quality, adhering to our legal and regulatory...
-
Chief Compliance Officer, Asset Management
4 days ago
City Of London, United Kingdom Marks Sattin (UK) Ltd Full timeAbout the RoleWe are seeking an experienced Chief Compliance Officer to oversee and manage the day-to-day operations, reconciliation, and compliance tasks involved in the lifecycle of Collateralized Loan Obligations (CLOs) at Marks Sattin (UK) Ltd.The successful candidate will have hands-on experience with managing hypothetical trading processes, building,...
-
Chief Compliance Officer
1 month ago
London, Greater London, United Kingdom MERJE Ltd Full timeChief Compliance OfficerMERJE Ltd is seeking a seasoned Chief Compliance Officer to join their team in London. This critical hire will play a pivotal role in maintaining regulatory standards and fostering a culture of compliance across the business.Key Responsibilities:Provide comprehensive compliance advisory support to fund managersMaintain and update...
-
Chief Compliance Officer
1 month ago
London, Greater London, United Kingdom MERJE Ltd Full timeJob Title: Chief Compliance OfficerMerje Ltd is seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our leadership team, you will be responsible for providing broad compliance advisory support to our fund managers.Key Responsibilities:Develop and maintain a comprehensive compliance program that meets...
-
Chief Compliance Officer
7 days ago
London, Greater London, United Kingdom Ripple Full timeJob SummaryRipple is seeking an experienced Chief Compliance Officer to manage and enhance our Global Compliance team in the United Kingdom. This role will focus on operationalizing Ripple's United Kingdom AML/CTF and sanctions program, including working closely with the Regulatory Compliance team on local license applications.About YouWe're looking for a...
-
Chief Compliance Risk Officer
2 days ago
City Of London, United Kingdom Raymond James Investment Services Full timeWe are seeking an experienced Chief Compliance Risk Officer to support our programme's growth and maturity under administrative supervision.Role Overview:In this pivotal role, you will leverage your extensive knowledge and skills to ensure effective management of IT risk and compliance with regulatory requirements. The ideal candidate will possess a strong...
-
Chief Compliance Officer
1 month ago
London, Greater London, United Kingdom Simmons & Hanbury Full timeJob OverviewSimmons & Hanbury seeks a seasoned professional to lead its compliance efforts in the UK. As Chief Compliance Officer, you will be responsible for ensuring the firm's adherence to regulatory requirements and maintaining a strong relationship with regulatory bodies.Develop and implement a comprehensive compliance framework to mitigate risks and...
-
Chief Compliance Officer
4 weeks ago
London, Greater London, United Kingdom Profectus Recruitment Full timeProfectus Recruitment is working with a global fintech organisation to find a Chief Compliance Officer. This role is ideal for a seasoned professional with experience in compliance leadership. You will be working for a leading global company that prioritises a positive work culture. This is a Hybrid role with three days in the office a week. Your main...
-
Chief Financial Officer
1 month ago
City of Westminster, Greater London, United Kingdom beBee Professionals Full time £45,000 - £75,000We are seeking a highly skilled Chief Financial Officer to join our finance team in the UK. The ideal candidate will have a strong background in financial planning, reporting, and analysis, with a proven track record of ensuring financial health and compliance with regulations.Key Responsibilities:Develop and implement financial strategies to drive business...
-
Chief Workforce Officer
1 month ago
City Of London, United Kingdom Lewisham and Greenwich NHS Trust Full timeJob Summary: We are seeking a highly skilled and experienced Chief Workforce Officer to lead our workforce strategies and contribute to the setting and monitoring of corporate objectives. As a key member of the Executive Team, you will be responsible for advising the Trust Board, Chief Executive, and divisional teams on workforce issues and developing...
-
Chief Commercial Officer
3 days ago
City Of London, United Kingdom Michael Page (UK) Full timeJob Title: Chief Commercial OfficerEstimated Salary: £60,000 - £80,000 per annum (dependent on experience)About the Role:We are seeking an experienced Chief Commercial Officer to support the execution of our commercial strategy and drive business growth. The successful candidate will have a proven track record in contract management and service performance...
-
Chief Compliance Officer
1 month ago
London, Greater London, United Kingdom InterQuest Solutions Full timeInterQuest Solutions is seeking a seasoned Chief Compliance Officer to spearhead the company's compliance efforts in the UK financial services landscape. The ideal candidate will have a proven track record in obtaining Electronic Money Institution (EMI) licenses and ensuring adherence to UK financial regulations, including anti-money laundering (AML), Know...
-
Chief Compliance Officer
1 month ago
London, Greater London, United Kingdom Willow Resourcing Full timeJob SummaryWe are seeking a highly experienced and skilled Chief Compliance Officer to join our team at Willow Resourcing. As a key member of our leadership team, you will be responsible for developing and implementing our Compliance framework, policies, and procedures.Key Responsibilities:Develop and maintain a comprehensive Compliance framework, including...
-
Chief Compliance Officer
1 month ago
London, United Kingdom MERJE Ltd Full timeMERJE is currently working with a boutique funds specialist in their search for a Chief Compliance Officer in London. This critical hire offers an exciting opportunity to oversee compliance operations in a dynamic and fast-paced environment and will play a crucial role in maintaining regulatory standards and fostering a culture of compliance across the...
-
Chief Compliance Officer
7 days ago
London, Greater London, United Kingdom Prevail Full timeWe are seeking an experienced Chief Compliance Officer to drive compliance initiatives and ensure alignment with our objectives.Key Responsibilities:Stay up-to-date with evolving regulations and standards, adapting policies and practices as necessaryDevelop and implement compliance policies, procedures, and best practices to ensure adherence to relevant...
-
Chief Compliance Officer
1 week ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout the RoleA high-impact opportunity has arisen for a seasoned Legal Risk & Compliance professional to lead the compliance strategy and team at AJ FOX COMPLIANCE.This key role encompasses all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across the organization.You will collaborate with key stakeholders,...
-
Chief Compliance Officer
2 months ago
London, United Kingdom OCR Alpha Full timeOCR Alpha is currently working with a fast growing, long-short hedge fund headquartered in London. This global firm predominately invests across long/short equity as well as fixed income, commodities, and private investments. The Role To support recent growth, our client is looking to hire an experienced Chief Compliance Officer. You will have global...
-
Chief Compliance Officer
2 months ago
London,, UK, United Kingdom OCR Alpha Full timeOCR Alpha is currently working with a fast growing, long-short hedge fund headquartered in London. This global firm predominately invests across long/short equity as well as fixed income, commodities, and private investments. The RoleTo support recent growth, our client is looking to hire an experienced Chief Compliance Officer. You will have global coverage...