Chief Compliance Officer

4 weeks ago


London, Greater London, United Kingdom InterQuest Solutions Full time

InterQuest Solutions is seeking a seasoned Chief Compliance Officer to spearhead the company's compliance efforts in the UK financial services landscape. The ideal candidate will have a proven track record in obtaining Electronic Money Institution (EMI) licenses and ensuring adherence to UK financial regulations, including anti-money laundering (AML), Know Your Customer (KYC), and Counter-Terrorist Financing (CTF) protocols.

Key Responsibilities:

  1. Obtain and maintain EMI licenses in the UK, ensuring compliance with FCA and regulatory requirements.
  2. Develop and implement risk management strategies in line with regulatory expectations and the company's business model.
  3. Act as the primary contact for regulators, ensuring timely and accurate AML reports and risk assessments.

Requirements:

  1. Proven experience in Compliance, ideally within FinTech or banking.
  2. Demonstrated success in obtaining EMI licenses.
  3. In-depth knowledge of UK financial regulations, FCA, AML, and KYC processes.


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