Compliance Audit Lead

3 days ago

London, Greater London, United Kingdom TikTok Full time
Job Description

Job Summary: We are seeking an experienced Compliance Audit Lead to join our team at TikTok. The successful candidate will be responsible for leading compliance audit programs and risk assessments, leveraging data analytics to detect risk signals and communicate issues to senior management.

Key Responsibilities:

  • Lead planning and execution of compliance audit programs and risk assessments.
  • Leverage data analytics to detect risk signals and unearth insights.
  • Communicate issues and recommendations to senior management.
  • Develop and maintain collaborative working relationships with management, understand the business to provide value-added services, and establish credibility as a management consultant and internal controls resource.
  • Ability to grasp complex, homegrown technology stack, comfortable speaking with legal and product teams; and be the go-to person on compliance topics such as payments compliance.
  • Understanding emerging compliance hotspots and build a robust framework to help manage changing compliance landscape.
  • Work closely with business partners, including product and legal compliance leaders, to assess complex regulatory frameworks and evaluate applicability across Bytedance's suite of products.
  • Collaborate with the Global Head of Compliance and peers to develop and implement an audit program for compliance and integrated audits, tailored to TikTok and ROW ByteDance products.
  • Ensure the overall quality and consistency of audit work, adhering to department and professional standards. Continuously seek opportunities for audit process improvement.
  • Identify and develop audit techniques, including continuous auditing, data analysis, and monitoring using internal platforms and technology.

Requirements:

  • Demonstrated experience managing a portfolio of audits, with concurrent oversight and execution of multiple projects.
  • Experience managing integrated audits that address a combination of financial/operational and technology objectives.
  • Passion for decoding compliance, products, and standards. Strong critical thinking skills combined with the ability to provide a credible technical challenge to the business.
  • Proven ability to work in a fast-paced environment with a product-centric culture.
  • Proven analytical ability to assess complex technology environments against risk assessment outcomes, industry best practices, internal standards, and external regulatory requirements.
  • Strong written and verbal skills appropriate for executive reporting and presentation.
  • Experience working in a global organization and managing projects across different time zones (America and EMEA).

Preferred Qualifications:

  • Experience: 5+ years of experience in compliance or compliance adjacent fields, including hands-on experience in areas such as compliance assurance experience in tech-driven organizations, performing risk assessments and identifying associated controls across all areas of the business, creating a common controls framework, building regulatory audit plans, understanding of payment and payment licensing regulations, deep knowledge of BSA/AML, KYC, Transaction monitoring and sanctions controls, knowledge of regulations, compliance testing methodologies, and risk management principles as it applies to fast growth technology companies.
  • Experience of working at a startup company or tech/fintech company is a plus.
  • Education: Bachelor's degree in law, risk, business, or any other related field.
  • Knowledge of external leading risk and controls frameworks such as NYDFS, DSA, PSD2, NIST, GDPR, CCPA, etc.
  • Certifications: Professional certifications such as CFE, CISA, CIA, CRISC, CRCM.

  • Audit Manager

    5 days ago

    London, Greater London, United Kingdom Paritas Recruitment - Audit Full time

    Job Title: Audit ManagerJob Summary:We are seeking an experienced Audit Manager to join our Conduct and Compliance team at Paritas Recruitment - Audit. As a key member of our team, you will be responsible for leading audits and ensuring compliance with regulatory requirements.Key Responsibilities:Lead audits and investigations to identify areas of...

  • Audit Manager

    5 days ago

    London, Greater London, United Kingdom Paritas Recruitment - Audit Full time

    Job Title: Audit ManagerJob Summary:We are seeking an experienced Audit Manager to join our Conduct and Compliance team at Paritas Recruitment - Audit. As a key member of our team, you will be responsible for leading audits and ensuring compliance with regulatory requirements.Key Responsibilities:Lead audits and investigations to identify areas of...

  • Internal Audit Lead

    6 days ago

    London, Greater London, United Kingdom Paritas Recruitment - Audit Full time

    Job DescriptionJob Title: Internal Audit DirectorCompany: Paritas Recruitment - AuditJob Type: Full-timeIndustry: Asset ManagementLocation: LondonAbout the Role:The successful candidate will be responsible for executing and delivering audits, supporting the Head of Audit with the audit planning process, and building collaborative relationships with key...

  • Internal Audit Lead

    1 week ago

    London, Greater London, United Kingdom Paritas Recruitment - Audit Full time

    Job DescriptionJob Title: Internal Audit DirectorCompany: Paritas Recruitment - AuditJob Type: Full-timeIndustry: Asset ManagementLocation: LondonAbout the Role:The successful candidate will be responsible for executing and delivering audits, supporting the Head of Audit with the audit planning process, and building collaborative relationships with key...

  • Audit and Compliance Lead

    7 days ago

    London, Greater London, United Kingdom Bowman Outsourcing Full time

    About Bowman OutsourcingWe are a leading provider of financial solutions, dedicated to helping our clients achieve their goals through expert advice and tailored services.Job SummaryWe are seeking a highly experienced Senior Auditor Manager to join our team in London. As a key member of our audit and compliance department, you will be responsible for leading...

  • Audit and Compliance Lead

    6 days ago

    London, Greater London, United Kingdom Bowman Outsourcing Full time

    About Bowman OutsourcingWe are a leading provider of financial solutions, dedicated to helping our clients achieve their goals through expert advice and tailored services.Job SummaryWe are seeking a highly experienced Senior Auditor Manager to join our team in London. As a key member of our audit and compliance department, you will be responsible for leading...

  • Compliance and Audit Lead

    4 weeks ago

    London, Greater London, United Kingdom Ogilvy Full time

    This position reports directly to the Financial Controller. You will support the Financial Controller in ensuring that the Main Agency maintains a strong and effective compliance framework.You will serve as the primary liaison for auditors during all audit processes, including statutory audits, SOX/ICFR audits, and internal audits. Additionally, you will...

  • Audit Manager

    6 days ago

    London, Greater London, United Kingdom Audit & Risk Recruitment Full time

    Job DescriptionAudit & Assurance Specialist – Commodities TradingSalary: £90,000 - £100,000 per annum + bonus + packageLocation: London based with hybrid workingAbout the Role:The successful applicant for this role will be a pivotal member of the highly regarded Audit and Assurance team at a FTSE 100 business in the commodities trading and mining...

  • Audit Manager

    7 days ago

    London, Greater London, United Kingdom Audit & Risk Recruitment Full time

    Job DescriptionAudit & Assurance Specialist – Commodities TradingSalary: £90,000 - £100,000 per annum + bonus + packageLocation: London based with hybrid workingAbout the Role:The successful applicant for this role will be a pivotal member of the highly regarded Audit and Assurance team at a FTSE 100 business in the commodities trading and mining...

  • Transportation Compliance and Audit Lead

    4 weeks ago

    London, Greater London, United Kingdom Amazon UK Services Ltd. Full time

    Amazon UK Services Ltd.: Transportation Compliance and Audit LeadAmazon, a globally recognized leader in customer service, is seeking a skilled Transportation Compliance and Audit Lead to enhance their European TRC division.In this position, you will work closely with Last Mile logistics teams across various European regions to assess regulatory and...

  • Transportation Compliance and Audit Lead

    6 days ago

    London, Greater London, United Kingdom Amazon UK Services Ltd. Full time

    Amazon UK Services Ltd.: Transportation Compliance and Audit LeadAmazon, a globally recognized leader in customer service, is seeking a skilled Transportation Compliance and Audit Lead to enhance their European TRC division.In this position, you will work closely with Last Mile logistics teams across various European regions to assess regulatory and...

  • Internal Audit Manager

    6 days ago

    London, Greater London, United Kingdom Audit, Integrity and Risk Branch Full time

    Job DescriptionJob Title: Senior Internal AuditorAgency: Department of Biodiversity, Conservation and AttractionsLocation: Kensington, Western AustraliaWork Type: Permanent - Full TimePosition No: DBCABranch: Audit, Integrity and Risk BranchUnit/Division: Office of the Director GeneralSalary: $110,309 - $121,569 plus 11% SuperannuationJob Summary:The...

  • Internal Audit Manager

    7 days ago

    London, Greater London, United Kingdom Audit, Integrity and Risk Branch Full time

    Job DescriptionJob Title: Senior Internal AuditorAgency: Department of Biodiversity, Conservation and AttractionsLocation: Kensington, Western AustraliaWork Type: Permanent - Full TimePosition No: DBCABranch: Audit, Integrity and Risk BranchUnit/Division: Office of the Director GeneralSalary: $110,309 - $121,569 plus 11% SuperannuationJob Summary:The...

  • Risk Management Professional

    6 days ago

    London, Greater London, United Kingdom Paritas Recruitment - Audit Full time

    Job Summary:The core responsibility of the Audit Manager will be to execute and deliver audits whilst supporting the Head of Audit with the audit planning process and building collaborative relationships with key stakeholders.Key Responsibilities:Execute and deliver audits in accordance with established standards and procedures.Support the Head of Audit in...

  • Risk Management Professional

    7 days ago

    London, Greater London, United Kingdom Paritas Recruitment - Audit Full time

    Job Summary:The core responsibility of the Audit Manager will be to execute and deliver audits whilst supporting the Head of Audit with the audit planning process and building collaborative relationships with key stakeholders.Key Responsibilities:Execute and deliver audits in accordance with established standards and procedures.Support the Head of Audit in...

  • Head of Compliance

    5 days ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a seasoned Legal Risk & Compliance professional with a passion for Anti-Money Laundering (AML), regulatory compliance, and conflict management?We're seeking a dynamic Head of Compliance to lead our compliance strategy and team at AJ FOX COMPLIANCE, a global leader in risk and compliance solutions.This high-impact role covers all aspects of AML,...

  • Head of Compliance

    5 days ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a seasoned Legal Risk & Compliance professional with a passion for Anti-Money Laundering (AML), regulatory compliance, and conflict management?We're seeking a dynamic Head of Compliance to lead our compliance strategy and team at AJ FOX COMPLIANCE, a global leader in risk and compliance solutions.This high-impact role covers all aspects of AML,...

  • Compliance Director

    4 days ago

    London, Greater London, United Kingdom AJ Fox Compliance Full time

    Job SummaryA seasoned Legal Risk & Compliance professional is sought after to lead the compliance strategy and team at AJ Fox Compliance. The ideal candidate will have a strong background in AML, regulatory compliance, and conflict management.Key ResponsibilitiesOversee risk assessments and audits to ensure compliance with evolving regulationsCollaborate...

  • Compliance Director

    3 days ago

    London, Greater London, United Kingdom AJ Fox Compliance Full time

    Job SummaryA seasoned Legal Risk & Compliance professional is sought after to lead the compliance strategy and team at AJ Fox Compliance. The ideal candidate will have a strong background in AML, regulatory compliance, and conflict management.Key ResponsibilitiesOversee risk assessments and audits to ensure compliance with evolving regulationsCollaborate...

  • Compliance Director

    2 days ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionA prestigious law firm based in London is seeking an experienced Compliance Manager to lead their new risk and compliance team.This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.Key Responsibilities:Oversee the client onboarding process, ensuring...