Regulatory Reporting Specialist
2 days ago
We are seeking a highly organized and detail-oriented Regulatory Reporting Specialist to join our team at CLFIS Limited. As a key member of our Compliance Function, you will be responsible for ensuring that our organization meets all critical reporting deliverables, including regulatory reporting to the FCA/PRA.
Key Responsibilities- Coordinate the reporting required by the Director of Compliance and Regulatory Affairs to fulfill the Compliance mandate and Lifeco expectations.
- Oversee that accurate and timely responses are provided for the required regulatory reporting, notifications, and communications to UK and Canadian Regulators and other authorities.
- Ensure that data is submitted in a timely and accurate manner with appropriate sign-off from senior management where required.
- Escalate issues due to errors or deadlines missed where appropriate.
- Coordinate the maintenance of Compliance policy, mandate, standard, and procedure documentation, ensuring they are kept up to date and reviewed at least annually by the relevant owners.
- Support the Compliance Function in taking and drafting minutes at Committees, as required.
- Excellent organizational skills and attention to detail.
- Awareness of regulatory environment and requirements.
- Able to organize workloads for self and others to meet demanding and often changing priorities, ensuring that key deadlines are met or managed appropriately.
- Good analytical and report writing skills, including MS Office Work, Excel, and PowerPoint.
- Strong communication skills, ability to present information in a clear, timely, and focused way.
- Able to communicate appropriately up to Executive level.
- Flexible, willing to travel to other office locations.
- GCSE Maths and English essential.
- Risk or Compliance qualification (if not got one, interested in achieving one).
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Client Relations Specialist
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Potters Bar, Hertfordshire, United Kingdom Medicines and Healthcare Products Regulatory Agency Full timePosition OverviewWe are seeking a Client Engagement Coordinator to become a vital part of our Customer Support Division within the Communications and Engagement Department.This is a full-time position, offered on a permanent basis. The role is primarily remote with occasional in-office requirements.We embrace a flexible, hybrid working model, necessitating a...
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Regulatory Compliance Supervisor
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Conduct Risk Specialist, COO Office
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Conduct Risk Specialist, COO Office
3 days ago
Potters Bar, Hertfordshire, United Kingdom CLFIS Limited Full timeJob Summary:The Conduct Risk Specialist will play a key role in managing and mitigating conduct risks across the organization. This includes identifying, measuring, monitoring, and reporting on conduct risks to ensure that they are within acceptable limits.Key Responsibilities:Develop and implement conduct risk management frameworks and policies to ensure...
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Conduct Risk Specialist, COO Office
5 hours ago
Potters Bar, Hertfordshire, United Kingdom CLFIS Limited Full timeJob SummaryWe are seeking a highly skilled Conduct Risk Specialist to join our COO Office team. As a key member of our risk management function, you will be responsible for identifying, measuring, monitoring, and reporting Conduct risks across our business.Key ResponsibilitiesEmbed and maintain our Conduct Risk framework across the organization, ensuring it...
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Conduct Risk Specialist, COO Office
3 hours ago
Potters Bar, Hertfordshire, United Kingdom CLFIS Limited Full timeJob SummaryWe are seeking a highly skilled Conduct Risk Specialist to join our COO Office team. As a key member of our risk management function, you will be responsible for identifying, measuring, monitoring, and reporting Conduct risks across our business.Key ResponsibilitiesEmbed and maintain our Conduct Risk framework across the organization, ensuring it...
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Client Relations Coordinator
4 weeks ago
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Customer Support Associate
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Potters Bar, Hertfordshire, United Kingdom Medicines and Healthcare Products Regulatory Agency Full timePosition OverviewWe are seeking a Customer Experience Specialist (Sales) to become a vital part of our Customer Experience Centre within the Communications and Engagement Group.This is a full-time role on a permanent basis. The position is based in the UK, and remote work options are available.Our organization promotes a flexible, hybrid working model,...
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Office Administrator
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Office Administrator
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Office Administrator
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Office Administrator
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Conduct Risk Specialist, COO Office
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Compliance Monitoring Specialist
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Compliance Monitoring Specialist
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Compliance Monitoring Officer
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Compliance Monitoring Officer
5 days ago
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Internal Audit Manager
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Internal Audit Manager
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Investment Operations Systems Specialist
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