Regulatory Reporting Specialist

2 days ago


Potters Bar, Hertfordshire, United Kingdom CLFIS Limited Full time
Job Summary

We are seeking a highly organized and detail-oriented Regulatory Reporting Specialist to join our team at CLFIS Limited. As a key member of our Compliance Function, you will be responsible for ensuring that our organization meets all critical reporting deliverables, including regulatory reporting to the FCA/PRA.

Key Responsibilities
  • Coordinate the reporting required by the Director of Compliance and Regulatory Affairs to fulfill the Compliance mandate and Lifeco expectations.
  • Oversee that accurate and timely responses are provided for the required regulatory reporting, notifications, and communications to UK and Canadian Regulators and other authorities.
  • Ensure that data is submitted in a timely and accurate manner with appropriate sign-off from senior management where required.
  • Escalate issues due to errors or deadlines missed where appropriate.
  • Coordinate the maintenance of Compliance policy, mandate, standard, and procedure documentation, ensuring they are kept up to date and reviewed at least annually by the relevant owners.
  • Support the Compliance Function in taking and drafting minutes at Committees, as required.
Requirements
  • Excellent organizational skills and attention to detail.
  • Awareness of regulatory environment and requirements.
  • Able to organize workloads for self and others to meet demanding and often changing priorities, ensuring that key deadlines are met or managed appropriately.
  • Good analytical and report writing skills, including MS Office Work, Excel, and PowerPoint.
  • Strong communication skills, ability to present information in a clear, timely, and focused way.
  • Able to communicate appropriately up to Executive level.
  • Flexible, willing to travel to other office locations.
Qualifications
  • GCSE Maths and English essential.
  • Risk or Compliance qualification (if not got one, interested in achieving one).


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