Compliance Associate

3 weeks ago


StratforduponAvon, Warwickshire, United Kingdom NJR Recruitment Full time
Compliance Associate Job Description

NJR Recruitment is seeking a highly skilled Compliance Associate to join our team on a six-month contract. The successful candidate will be responsible for assisting in the day-to-day running of the Compliance function's activities, providing technical compliance advice and guidance, and ensuring accuracy and timeliness of regulatory submissions.

Key Responsibilities:
  • Assist in the due diligence of setting up Terms of Business with Advisory firms as necessary
  • Prepare and submit periodic Regulatory reporting
  • Deal with requests and enquiries received from Regulatory and law enforcement authorities
  • Carry out AML/CFT related reviews on High-Risk clients
  • Investigate data protection breaches and report to the relevant Data Protection Authorities
  • Handle data protection matters and requests for information
Requirements:
  • At least 5 years of experience in a Compliance role in the Financial Services Industry
  • Solid technical regulatory compliance knowledge, particularly on Financial Crime Compliance and GDPR
  • Pensions related experience is an asset

NJR Recruitment is a leading recruitment agency in the Financial Services sector. We are committed to providing our clients with the highest level of service and expertise. If you are a motivated and experienced Compliance professional looking for a new challenge, please apply for this exciting opportunity.


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